Hanlon Investment Management, Inc. (Egg Harbor Twp.)

Name: Hanlon Investment Management, Inc.
Address: 3393 Bargaintown Road, Egg Harbor Twp., NJ, 08234
Telephone: 609-601-1200

Hanlon Investment Management, Inc. is a large advisory firm based in Egg Harbor Twp.. It manages $703.65 million of regulatory assets for 5,678 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Hanlon Investment Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm also engages as advisory software services.

Hanlon Investment Management: assets under management

The assets under management (AUM) of Hanlon Investment Management, Inc. is $703.65 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1910% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $703.65 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $123.93 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 81% of the total AUM. The second-largest asset type is exchange traded securities, which make up 19% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Hanlon Investment Management, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Hanlon Investment Management serves?

The firm provides services to individuals and investment companies. The largest group of clients of Hanlon Investment Management is individuals with 6,005 clients and $427.07 million of assets under management. Among the 10 most similar advisory firms, Hanlon Investment Management has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $703.65 million for 6,007 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Hanlon Investment Management doesn't advise any private funds.

Careers at Hanlon Investment Management, Inc.

The company employs 110 people that are either part- or full-time employees. 33 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There are 210 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Joseph Hanlon	Chairman, ceo and chief investment officer	1 Mar 2000	75% - 100%	1092690
Dierdre A Downham	Chief compliance officer	1 Oct 2004	Other	2578813
David Elliott James	Chief operations officer	1 Jul 2006	Other	3195683
Dierdre A Downham	Chief administrative officer	1 Sep 2009	Other	2578813
Martin W Dziura	Chief compliance officer	1 Sep 2009	Other	1559077
Thomas James Ericson	Chief compliance officer and general counsel	1 Feb 2010	Other	2334305
Christopher Adamo	Chief compliance officer and senior counsel	1 Dec 2017	Other	5596952

Based in Egg Harbor Twp.

The principal office where Hanlon Investment Management, Inc. performs its advisory services is located at 3393 Bargaintown Road, Egg Harbor Twp., NJ 08234, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 609-601-1200 or by fax 609-601-7171. The normal business hours are 9:00am-5:00pm on Monday - Friday. You can find more information about the New York firm at hanloninvest.com and its LinkedIn profile.