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Restoration Capital Management LLC (Stamford)


Restoration Capital Management LLC is an adviser based in Stamford. It manages $6.26 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.

Restoration Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Restoration Capital Management: assets under management

The assets under management (AUM) of Restoration Capital Management LLC is $6.26 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -96% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $6.26 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.04 million each.
Restoration Capital Management has custody of $6.26 million in cash and securities for 6 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Restoration Capital Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 8 indirect owners.

Name Entity Date acquired Ownership Employer ID
Douglas Kelvin Bratton Sole shareholder 1 Apr 1995 75% - 100% 1287903
Douglas Kelvin Bratton Sole shareholder 1 Mar 1998 75% - 100% 1287903
Bratton Capital Inc. General partner 1 Sep 2000 Other 75-2756382
Lp Bratton Family Partners Limited partner 1 Sep 2000 75% - 100% 75-2908495
Dkb Management Inc. General partner 1 Dec 2000 Other 75-2598089
Douglas Kelvin Bratton Limited partner 1 Dec 2000 75% - 100% 1287903
Bratton Capital Inc. General partner 1 Mar 2001 Other 75-2756382
Lp Bratton Capital Management Limited partner 1 Mar 2001 75% - 100% 75-2898837

Based in Stamford

The principal office where Restoration Capital Management LLC performs its advisory services is located at One Dock Street, Stamford, CT 06902, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203.504.8723. The normal business hours are 9 am - 5 pm on Monday - Friday.


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