Tbk Investments, Inc. (Miami)

Tbk Investments, Inc. is a large advisory firm based in Miami. It manages $1.23 billion of regulatory assets for 60 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Florida.

Tbk Investments provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tbk Investments: assets under management

The assets under management (AUM) of Tbk Investments, Inc. is $1.23 billion. The company doesn't manage any assets belonging to foreign clients.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tbk Investments, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tbk Investments, Inc.

Alvaro Saborio has been acting as President since 1 Nov 2000. Cesar Augusto Pachon has served as the Chief Investment Officer since 1 Jan 2006 and Maria Elena Lagomasino is the Chief Executive Officer of Tbk Investments, Inc. family office. Santiago Ulloa joined the executive team most recently as the President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Corporacion Bct	Direct shareholder	1 Jun 2000	75% - 100%	none
Santiago Ulloa	Chief executive officer and director	1 Jun 2000	Other	4351594
Jorge Morey	Chief operating officer	1 Oct 2000	Other	4351595
Alvaro Saborio	Director	1 Nov 2000	Other	4351600
Enrique R. Spihlmann	Chief financial officer	1 Nov 2000	Other	4351603
Marco Vinicio Tristan	Director	1 Nov 2000	Other	4752836
Tb Management Holding Ltd.	Direct shareholder	1 Dec 2000	Other	none
Paul Anthony Hoffman	Chief operating officer	1 Nov 2002	Other	1659811
Cesar Augusto Pachon	Chief financial officer	1 Oct 2003	Other	4074988
Timon Llc (Florida Llc)	Direct shareholder	1 Oct 2003	Other	none
Latam Asset Management Inc.	Direct shareholder	1 Oct 2003	75% - 100%	none
Timon Llc (Florida Llc)	Direct shareholder	1 Feb 2005	25% - 50%	none
Latam Asset Management Inc.	Direct shareholder	1 Feb 2005	50% - 75%	none
Cesar Augusto Pachon	Chief investment officer	1 Jan 2006	Other	4074988
James Scott Donald	Director	1 Feb 2007	Other	5311782
Manuel Roberto Manotas	Director	1 Feb 2007	Other	5311783
Leonel Baruch Goldberg	Director	1 Feb 2007	50% - 75%	4351656
Genspring Holdings Inc.	Holding company	1 Aug 2007	75% - 100%	65-0078558
Santiago Ulloa	President	1 Mar 2008	Other	4351594
Ginny Rae Neal	Secretary	1 Mar 2008	Other	5314372
Michael James Holden	Senior vice president	1 Mar 2008	Other	4089204
Michael Zeuner	Senior vice president	1 Mar 2008	Other	4534178
Maria Elena Lagomasino	Chief executive officer	1 Mar 2008	Other	4596698

Indirect Owners

The SEC currently registers 7 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Leonel Baruch Goldberg	Shareholder	1 Jun 2000	25% - 50%	4351656
Santiago Ulloa	Shareholder	1 Dec 2000	25% - 50%	4351594
Inc. Suntrust Banks	Shareholder	1 Mar 2001	75% - 100%	58-1575035
Santiago Ulloa	Shareholder	1 Oct 2003	75% - 100%	4351594
Leonel Baruch Goldberg	Shareholder	1 Oct 2003	75% - 100%	4351656
Santiago Ulloa	Shareholder	1 Feb 2005	25% - 50%	4351594
Leonel Baruch Goldberg	Shareholder	1 Feb 2005	50% - 75%	4351656

Based in Miami

The principal office where Tbk Investments, Inc. performs its advisory services is located at 1200 Brickell Avenue, Miami, FL 33131, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 305-825-2225 or by fax 305-825-7790. The normal business hours are 9:00 a.m. to 5:00 p.m. on Monday - Friday.