AdeLPhi Capital LLP (London)


AdeLPhi Capital LLP is a large advisory firm based in London. It manages $3.29 billion of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2005.

AdeLPhi Capital provides portfolio management for pooled investment vehicles and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

AdeLPhi Capital: assets under management

The assets under management (AUM) of AdeLPhi Capital LLP is $3.29 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 128% since the beginning of its operation, and $2.26 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $3.29 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $411.27 million each.

Investments

The firm invests in exchange traded securities the most. They account for 97% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay AdeLPhi Capital LLP for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients AdeLPhi Capital serves?

The only and largest group of clients of AdeLPhi Capital is pooled investment vehicles with 6 clients and $2.12 billion of assets under management. Among the 9 most similar advisory firms, AdeLPhi Capital has the 2nd lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $2.12 billion for 6 clients. 63% of the firm’s clients are foreign persons or businesses.

AdeLPhi Capital also advises several private funds. Namely, two hedge funds. The minimum investment commitment required of non-related persons ranges from $200,000 to $5,000,000.

Careers at AdeLPhi Capital LLP

The company employs 21 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Douglas Jonathan Bendle joined the executive team most recently as the Chief Financial Officer & Chief Compliance Officer.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Marcel Johannes Jongen Chief executive officer 1 Mar 2004 25% - 50% 2415321
Marcel Johannes Jongen Chief executive / limited partner 1 Sep 2004 25% - 50% 2415321
Roderick Daniel Jack Chief executive / limited partner 1 Sep 2004 25% - 50% 2391662
Adelphi Capital Management Ltd Corporate partner / limited partner 1 Sep 2004 25% - 50% foreign entity
Nicholas Richard Tyler Chief compliance officer 1 Sep 2004 Other 5092659
Roderick Daniel Jack Chief executive officer 1 Mar 2005 25% - 50% 2391662
Adelphi Capital Management Limited Partner 1 Apr 2005 25% - 50% foreign
Lars Gustav Dollmann Portfolio manager 1 Feb 2007 Other 6042564
Douglas Jonathan Bendle Chief financial officer 1 May 2013 Other 6207928
Nicholas Richard Tyler Chief operating officer / limited partner 1 Mar 2015 Other 5092659
Douglas Jonathan Bendle Chief financial officer & chief compliance officer 1 May 2015 Other 6207928

Indirect Owners

The SEC currently registers 4 indirect owners.

Name Entity Date acquired Ownership Employer ID
The Jongen Trust Shareholder 1 Jul 1997 50% - 75% foreign entity
Pinnacle Trustees Limited Trustee 1 Jul 1997 75% - 100% foreign
Roderick Daniel Jack Shareholder 1 Sep 1997 50% - 75% 2391662
The Jongen Trust Shareholder 1 Sep 1997 50% - 75% foreign

Based in London

The principal office where AdeLPhi Capital LLP performs its advisory services is located at 2 George Yard, London, Ec3 V 9 Dh, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 44 20 7070 3100. The normal business hours are 9.00 to 17.00 on Monday - Friday. You can find more information about the New York firm at adelphi-europe.com.