Borris Howard M & Co Inc (Beverly Hills)
Borris Howard M & Co Inc is an adviser based in Beverly Hills. It manages $41.68 million of regulatory assets for 86 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of California.
Borris Howard M & provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and business and family wealth management services. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.
Borris Howard M &: assets under management
The assets under management (AUM) of Borris Howard M & Co Inc is $41.68 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 43% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
Investments
The firm invests in exchange traded securities the most. They account for 59% of the total AUM. The second-largest asset type is investment and business development companies, which make up 40% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Borris Howard M & Co Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
What kind of clients Robert Clark Nii serves?
The only and largest group of clients of Robert Clark Nii is high net worth individuals with 18 clients and $32.89 million of assets under management. Among the 5 most similar advisory firms, Borris Howard M & has the 2nd highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $32.89 million for 18 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Borris Howard M & doesn't advise any private funds.
Careers at Borris Howard M & Co Inc
The company employs 10 people that are either part- or full-time employees. 20 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Robert Clark Nii has been acting as President since 1 Jan 2014. Howard Michael Borris joined the executive team most recently as the President.
Direct owners and executive officers
Based in Beverly Hills
The principal office where Borris Howard M & Co Inc performs its advisory services is located at 8530 Wilshire Blvd Ste 200, Beverly Hills, CA 90211 3113, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 310-358-1800 or by fax 310-358-1813. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at borrisnii.com.
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