Eii Capital Management, Inc. (New York)


Eii Capital Management, Inc. is a large advisory firm based in New York. It manages $853.44 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of New York.

Eii Capital Management provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and portfolio management for offshore funds. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Eii Capital Management: assets under management

The assets under management (AUM) of Eii Capital Management, Inc. is $853.44 million. The firm's AUM has gone down by -84% since the beginning of its operation, and $830.81 million of the total AUM is attributable to clients outside of the United States.

The firm manages $277.9 million in discretionary accounts and $575.54 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $39.7 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $575.54 million.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Eii Capital Management, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Eii Capital Management serves?

The only and largest group of clients of Eii Capital Management is high net worth individuals with 2 clients and $22.63 million of assets under management. Among the 10 most similar advisory firms, Eii Capital Management has the 4th lowest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $22.63 million for 2 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 75% of the firm’s clients are foreign persons or businesses.

Eii Capital Management doesn't advise any private funds.

Careers at Eii Capital Management, Inc.

The company employs 12 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Christian Andre Lange Chief executive officer of eii capital management, inc. 1 Mar 1983 Other 2630654
Inc. Eii Capital Holding Shareholder of eii capital management, inc. 1 Jul 1986 75% - 100% 13-3253738
Michael Joseph Meagher Managing director & chief compliance officer of eii capital management, inc. and eii mfm llc 1 May 2004 Other 1518496
Robert Dominic Lange President & chief operating officer of eii capital management, inc. 1 Dec 2009 Other 5513643
Robert D Lange Coo 1 Dec 2009 Other 5513643
Laurie Ruth Morison Treasurer & chief financial officer of eii capital management, inc. 1 May 2011 Other 6044081
Laurie Morison Treasurer & chief financial officer 1 May 2011 Other 6044081
Eii Realty Corp Shareholder of eii mfm llc 1 Mar 2013 75% - 100% 13-3508971
John Stuart Mackintosh Manager of eii mfm llc 1 Mar 2013 Other 2630653
Scott Bradley Prizer Manager of eii mfm llc 1 Mar 2013 Other 4031023
Scott B Prizer Manager of eii mfm llc 1 Mar 2013 Other 4031023

Based in New York

The principal office where Eii Capital Management, Inc. performs its advisory services is located at 135 East 57 Th Street, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-735-9500 or by fax 212-735-9550. The normal business hours are 9:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at eiicm.com.