State Street Global Advisors Asia Limited (Central)

Name: State Street Global Advisors Asia Limited
Address: 68/F., Two International Finance Centre, Central
Telephone: 852 2103 0288

State Street Global Advisors Asia Limited is a large advisory firm based in Central. It manages $38.67 billion of regulatory assets for 55 client accounts. It has been registered with the SEC as an adviser since 2014.

State Street Global Advisors Asia Limited provides portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

State Street Global Advisors Asia Limited: assets under management

The assets under management (AUM) of State Street Global Advisors Asia Limited is $38.67 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -58% since the beginning of its operation, and $38.67 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $38.67 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $703.08 million each.

Investments

The firm invests in exchange traded securities the most. They account for 99% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 1% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay State Street Global Advisors Asia Limited for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients James Keith Macnevin serves?

The firm provides services to insurance companies, investment companies, pooled investment vehicles, pension and profit sharing plans, and sovereign wealth funds and foreign official institutions. The largest group of clients of James Keith Macnevin is sovereign wealth funds and foreign official institutions with 11 clients and $26.95 billion of assets under management. Among the 7 most similar advisory firms, State Street Global Advisors Asia Limited has the highest percentage of sovereign wealth funds and foreign official institutions out of all clients.

The amount of regulatory assets under management is $38.67 billion for 21 clients. 100% of the firm’s clients are foreign persons or businesses.

State Street Global Advisors Asia Limited doesn't advise any private funds.

Careers at State Street Global Advisors Asia Limited

The company employs 55 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

James Keith Macnevin has been acting as President since 1 Jun 2013. Juanita Y T Li joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. State Street Global Advisors	Owner	1 Oct 1997	75% - 100%	06-1313175
Ting Li	Director; head of asia ex japan (11/2011)	1 Apr 2010	Other	6384172
Susana Yeong	Director; head of finance (11/2009)	1 Nov 2011	Other	6386533
Carmen Chow	Head of operations	1 Apr 2012	Other	6384349
Daisy Won	Head of compliance asia ex japan; chief compliance officer (07/2014)	1 Jul 2012	Other	6384341
Matthew Montagu George	Alternate director	1 Jun 2013	Other	6384354
James Keith Macnevin	Director	1 Jun 2013	Other	6384352
Lochiel Cameron Crafter	Director	1 Jun 2013	Other	6384346
Gigi Lau	Alternate director; head of legal (05/2012)	1 Jun 2013	Other	6384365
Kevin David Anderson	Director, head of asia ex japan	1 May 2015	Other	6503924
Wai Man June Wong	Head of asia ex japan	1 Mar 2016	Other	6629777
Wai Man June Wong	Director	1 Aug 2016	Other	6629777
Louis Anthony Boscia	Director	1 Dec 2016	Other	3228732
Juanita Y T Li	Chief compliance officer	1 Oct 2017	Other	3132705

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
State Street Corporation	Owner	1 Jan 1970	75% - 100%	06-1313175

Based in Central

The principal office where State Street Global Advisors Asia Limited performs its advisory services is located at 68/F., Two International Finance Centre, Central, , which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 852 2103 0288 or by fax 852 2103 0200. The normal business hours are 8:30-6:30 on Monday - Friday. You can find more information about the New York firm at ssga.com.