E.P.G., Incorporated (Wellesley)

Name: E.P.G., Incorporated
Address: 60 William Street, Wellesley, MA, 02481
Telephone: 781-235-2666

E.P.G., Incorporated is a large advisory firm based in Wellesley. It manages $2.65 billion of regulatory assets for 69 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Massachusetts and New Hampshire.

E.P.G., Incorporated provides portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

E.P.G., Incorporated: assets under management

The assets under management (AUM) of E.P.G., Incorporated is $2.65 billion. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in sovereign bonds the most. They account for 50% of the total AUM. The second-largest asset type is exchange traded securities, which make up 18% of the firm’s portfolio. Investments in state and local bonds form 18% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay E.P.G., Incorporated for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Douglas Fraser Maclean serves?

The firm provides services to charitable organizations, high net worth individuals, and banking or thrift institutions. The largest group of clients of Douglas Fraser Maclean is banking or thrift institutions with 46 clients and $2.6 billion of assets under management. Among the 7 most similar advisory firms, E.P.G., Incorporated has the highest percentage of banking or thrift institutions out of all clients.

The amount of regulatory assets under management is $2.65 billion for 69 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

E.P.G., Incorporated doesn't advise any private funds.

Careers at E.P.G., Incorporated

The company employs 12 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Douglas Fraser Maclean has been acting as President since 1 Jul 2015. Amy Rosen Feldman joined the executive team most recently as the Chief Financial Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Stella Wing Chung Pang	Executive vice president, director	1 Feb 1996	Other	4362523
David Lawrence Thomas	President, director	1 Feb 1996	50% - 75%	1383731
Allan R. Dwyer	Executive vice president	1 Apr 1996	Other	4362538
Lawrence Teitlebaum	Executive vice president	1 Jan 1998	Other	2412325
Daniel Bruce Dube	Chief compliance officer	1 Mar 2008	Other	5205789
Deborah Ann Mclaughlin	Chief operating officer & chief financial officer	1 Dec 2013	Other	6309986
Douglas Fraser Maclean	Director	1 Jul 2015	Other	5776021
Mary Laura Greely	Director	1 Sep 2017	Other	6924058
Amy Rosen Feldman	Chief financial officer	1 Jun 2018	Other	7044475

Based in Wellesley

The principal office where E.P.G., Incorporated performs its advisory services is located at 60 William Street, Wellesley, MA 02481, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 781-235-2666 or by fax 781-235-9688. The normal business hours are 8:30 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at epgadv.com.