Rosenthal Advisory Services, L.P. (Fort Worth)

Name: Rosenthal Advisory Services, L.P.
Address: 100 E. 15 Th Street, Fort Worth, TX, 76102
Telephone: 817-336-2000

Rosenthal Advisory Services, L.P. is a large advisory firm based in Fort Worth. It manages $156.57 million of regulatory assets for 460 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of Louisiana, Oklahoma, and Texas.

Rosenthal Advisory Services provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and seminars. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rosenthal Advisory Services: assets under management

The assets under management (AUM) of Rosenthal Advisory Services, L.P. is $156.57 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 11% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $156.57 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $340.37 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 4% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Rosenthal Advisory Services, L.P. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Rosenthal Advisory Services serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Rosenthal Advisory Services is individuals with 292 clients and $105.42 million of assets under management. Among the 10 most similar advisory firms, Rosenthal Advisory Services has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $156.57 million for 328 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Rosenthal Advisory Services doesn't advise any private funds.

Careers at Rosenthal Advisory Services, L.P.

The company employs 11 people that are either part- or full-time employees. 55 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
William Burk Rosenthal	Limited partner, chief compliance officer	1 Jan 2005	Other	2030765
Llc Rosenthal Management Services	General partner	1 Jan 2005	Other	20-1987433
2014 (William Burk Rosenthal Trustee) The William Burk Rosenthal Living Trust U/T/D December 3	Owner	1 Jan 2015	75% - 100%	xxx-xx-xxxx

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
William Burk Rosenthal	Owner	1 Jan 2015	75% - 100%	2030765

Based in Fort Worth

The principal office where Rosenthal Advisory Services, L.P. performs its advisory services is located at 100 E. 15 Th Street, Fort Worth, TX 76102, which is also the mailing address of the firm. An additional office of the firm is in Dallas, TX. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 817-336-2000 or by fax 817-336-1968. The normal business hours are 8:30 am - 5:00 pm m - th, 8:30 - 3:00 fr on Other. You can find more information about the New York firm at rrp.com.