Rochdale Investment Management Inc. (New York)

Name: Rochdale Investment Management Inc.
Address: 570 Lexington Ave, New York, NY, 10022
Telephone: 212-702-3500

Rochdale Investment Management Inc. is a large advisory firm based in New York. It manages $988.47 million of regulatory assets for 1,847 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Arizona, California, and 31 other states.

Rochdale Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rochdale Investment Management: assets under management

The assets under management (AUM) of Rochdale Investment Management Inc. is $988.47 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $988.47 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $535.18 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rochdale Investment Management Inc. for their services and products based on a percentage of assets under management and commissions. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Rochdale Investment Management Inc.

Carl Acebes has been acting as President since 1 Jan 1997. Lane Steven Bucklan joined the executive team most recently as the Chief Compliance Officer Vice President.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Rochdale Corporation	Shareholder	1 Jul 1986	75% - 100%	04-2547905
David Michael Coiro	Vice president, secretary	1 Jul 1986	Other	50327
Garrett Richard Dalessandro	President and chief executive officer	1 Jan 1997	Other	1910929
Carl Acebes	Director	1 Jan 1997	Other	664
Tod Jeffrey Toy	Senior portfolio manager	1 Jan 1997	Other	448626
Andrew Michael Miranda	Chief operating officer, finop, vice president	1 Jan 1997	Other	2359548
John Thomas Buckley	Vice president	1 Jan 1997	Other	1174619
Lane Steven Bucklan	Chief compliance officer - vice president	1 Aug 2000	Other	2519156

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Carl Acebes	Director	1 Jan 1975	50% - 75%	664

Based in New York

The principal office where Rochdale Investment Management Inc. performs its advisory services is located at 570 Lexington Ave, New York, NY 10022, which is also the mailing address of the firm. An additional office of the firm is in San Francisco, CA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 212-702-3500 or by fax 212-588-3414. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.rochdale.com.