Saints Capital Services, LLC (San Francisco)

Name: Saints Capital Services, LLC
Address: 2020 Union Street, San Francisco, CA, 94123
Telephone: 415-773-2080

Saints Capital Services, LLC is a large advisory firm based in San Francisco. It manages $295.49 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdiction of California.

Saints Capital Services provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Saints Capital Services: assets under management

The assets under management (AUM) of Saints Capital Services, LLC is $295.49 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $295.49 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $26.86 million each.

Saints Capital Services has custody of $295.49 million in cash and securities for 11 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Saints Capital Services, LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Saints Capital Services serves?

The only and largest group of clients of Saints Capital Services is pooled investment vehicles with 11 clients and $295.49 million of assets under management. Among the 8 most similar advisory firms, Saints Capital Services has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $295.49 million for 11 clients. None of the firm’s clients are foreign persons or businesses.

Saints Capital Services also advises several private funds. Namely, one private equity fund and ten venture capital funds. The minimum investment commitment required of non-related persons ranges from $542 to $22,966,667.

Careers at Saints Capital Services, LLC

The company employs 7 people that are either part- or full-time employees. 57 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Kenneth Benson Sawyer	Managing director	1 Jun 2000	50% - 75%	1559394
David Paul Quinlivan	Managing director	1 Jun 2000	50% - 75%	2651602
Robert William Keppler	Cfo and cco	1 Nov 2007	Other	6029909

Based in San Francisco

The principal office where Saints Capital Services, LLC performs its advisory services is located at 2020 Union Street, San Francisco, CA 94123, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 415-773-2080 or by fax 415-835-5970. The normal business hours are 8:30 to 5:30 on Monday - Friday. You can find more information about the New York firm at saintscapital.com/.