Associated Planners Investment Advisory Inc (Boston)

Associated Planners Investment Advisory Inc is a large advisory firm based in Boston. It manages $398.57 million of regulatory assets for 2,756 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Associated Planners Investment Advisory provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, and pension consulting services. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Associated Planners Investment Advisory: assets under management

The assets under management (AUM) of Associated Planners Investment Advisory Inc is $398.57 million. The firm's AUM has gone down by -18% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $258.36 million in discretionary accounts and $140.21 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $153.7 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $130.42 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Associated Planners Investment Advisory Inc for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Associated Planners Investment Advisory Inc

Neal Edwin Nakagiri has been acting as President since 1 Mar 1985. Phillip Buhay Valtairo joined the executive team most recently as the Chief Financial Officer / Finop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Associated Financial Group	Holding company	1 Jan 1985	75% - 100%	95-3936729
Neal Edwin Nakagiri	President	1 Mar 1985	Other	722534
Barry Jack Schmidt	Vice president / advisory services	1 Jul 1990	Other	1494452
Inc. Pacific Select Distributors	Holding company	1 Jul 1997	Other	4452
Pacific Life Insurance Co.	Parent	1 Jul 1997	Other	95-1107900
John Roy Lindsey	Vice president / cfo	1 Jun 1998	Other	1323663
Maxie Lee Robinson	Vice president / compliance	1 Jul 1999	Other	2243994
Elgonde Magdalena Scheffy	Sr. vice president & coo	1 Apr 2000	Other	1009038
Denise Marie Evans	Chief compliance officer	1 Oct 2004	Other	4441308
Kim A Richardson	Chief marketing officer	1 Jul 2005	Other	2206243
Esther Marion Stearns	Director	1 Jun 2007	Other	1088948
Stephanie Leigh Brown	Director	1 Jun 2007	Other	1973369
William Edward Dwyer	Director	1 Jun 2007	Other	1274680
John Lincoln Dixon	Chairman/ceo & director	1 Aug 2007	Other	68827
John Michael Mcgivney	Chief compliance officer	1 Nov 2007	Other	1001787
John Andrew Kalbaugh	Chief executive officer	1 Apr 2008	Other	1821773
David Clifford Becker	Cfo/treasurer	1 Jun 2008	Other	4635972
Kari Schepman Turigliatto	Svp, general counsel	1 Jul 2008	Other	2725276
Allison Lee Couch	President	1 Nov 2008	Other	2149574
Scott Nathan Brody	Svp, chief compliance officer	1 Feb 2009	Other	2890610
Phillip Buhay Valtairo	Chief financial officer / finop	1 Sep 2009	Other	4481362
Kathleen Denise Vannoy Pineda	Chief compliance officer	1 Sep 2009	Other	1347526

Indirect Owners

The SEC currently registers 15 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Pacific Life Corp.	Holding company	1 Sep 1997	75% - 100%	33-0769203
Pacific Mutual Holding Company	Holding company	1 Sep 1997	75% - 100%	33-0769202
Llc Pacific Select Group	Holding company	1 Dec 2005	75% - 100%	95-3793471
Pacific Life Insurance Co	Holding company	1 Dec 2005	75% - 100%	105169
Inc. Lpl Investment Holdings	Principal stockholder	1 Dec 2005	75% - 100%	04-3046611
L.P. Hellman & Friedman Capital Partners V	Stockholder	1 Dec 2005	25% - 50%	01-0818596
Llc Hellman & Friedman Investors V	General partner	1 Dec 2005	Other	01-0818590
Inc. Tpg Advisors Iv	General partner	1 Dec 2005	Other	20-0348083
Iv L.P. Tpg Genpar	General partner	1 Dec 2005	Other	20-0347947
L.P. Tpg Partners Iv	Stockholder	1 Dec 2005	25% - 50%	20-0347894
William Stanley Price	Stockholder	1 Dec 2005	25% - 50%	5085519
David Nmi Bonderman	Stockholder	1 Dec 2005	25% - 50%	1892040
James George Coulter	Stockholder	1 Dec 2005	25% - 50%	5085548
Lpl Independent Advisor Services Group Llc	Parent company	1 Jun 2007	75% - 100%	95-3793471
Inc Lpl Holdings	Managing member	1 Jun 2007	75% - 100%	04-3046611

Based in Boston

The principal office where Associated Planners Investment Advisory Inc performs its advisory services is located at One Beacon Street, 22 Nd Floor, Boston, MA 02108, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-423-3644 or by fax 617-426-8589. The normal business hours are 8:30 am to 5:00 pm on Monday - Friday.