Stadden Forbes Wealth Management Ltd (London)

Name: Stadden Forbes Wealth Management Ltd
Address: 40 Grosvenor Gardens, London, Sw1 W 0 Eb
Telephone: 00447971460104

Stadden Forbes Wealth Management Ltd is an adviser based in London. It manages $10 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Texas.

Stadden Forbes Wealth Management provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stadden Forbes Wealth Management: assets under management

The assets under management (AUM) of Stadden Forbes Wealth Management Ltd is $10 million. The company doesn't manage any assets belonging to foreign clients.

Investments

The firm invests in exchange traded securities the most. They account for 60% of the total AUM. The second-largest asset type is investment grade corporate bonds, which make up 20% of the firm’s portfolio. Investments in cash and cash equivalents form 10% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stadden Forbes Wealth Management Ltd for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Stadden Forbes Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Stadden Forbes Wealth Management is individuals with 5 clients and $5 million of assets under management. Among the 4 most similar advisory firms, Stadden Forbes Wealth Management has the 2nd highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $10 million for 10 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stadden Forbes Wealth Management doesn't advise any private funds.

Careers at Stadden Forbes Wealth Management Ltd

The company employs 3 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. Only one employee is registered as an investment adviser representative with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert John Forbes	Managing member - ceo and chief compliance officer	1 Oct 2014	75% - 100%	6458478
Robert Forbes	Ceo	1 Oct 2014	75% - 100%	6458478

Based in London

The principal office where Stadden Forbes Wealth Management Ltd performs its advisory services is located at 40 Grosvenor Gardens, London, Sw1 W 0 Eb, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 00447971460104. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at staddenforbes.com.