Newquant Capital Inc (Toronto, Ontario)


Newquant Capital Inc is a large advisory firm based in Toronto, Ontario. It manages $839.79 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2001.

Newquant Capital provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Newquant Capital: assets under management

The assets under management (AUM) of Newquant Capital Inc is $839.79 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $242.82 million in discretionary accounts and $596.97 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $242.82 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $198.99 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Newquant Capital Inc for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 2 indirect owners.

Name Entity Date acquired Ownership Employer ID
David George Patterson 91% owner of patterson equities inc. 1 Nov 1995 75% - 100% 4381517
Patterson Equities Inc. 87.8% owner of newcastle capital inc. 1 Sep 1999 75% - 100% foreign entity

Based in Toronto, Ontario

The principal office where Newquant Capital Inc performs its advisory services is located at 40 King St West, Toronto, Ontario, M5 H 3 Y2, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 416-360-5435 or by fax 416-360-0671. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday.