サインイン 無料でサインアップします。

Betterment LLC (New Legal Name) (New York)


Betterment LLC (New Legal Name) is a large advisory firm based in New York. It manages $840.36 million of regulatory assets for 44,400 client accounts. It has been registered with the SEC as an adviser since 2010 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Logo

Betterment LLC (New Legal Name) provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Betterment LLC (New Legal Name): assets under management

The assets under management (AUM) of Betterment LLC (New Legal Name) is $840.36 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $840.36 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $18.93 thousand each.
Betterment LLC (New Legal Name) has custody of $840.36 million in cash and securities for 44,400 clients in total and its related person acts as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Betterment LLC (New Legal Name) for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 1 indirect owner.

Name Entity Date acquired Ownership Employer ID
Jonathan Babcock Stein Ceo 1 Aug 2008 25% - 50% 5653842

Based in New York

The principal office where Betterment LLC (New Legal Name) performs its advisory services is located at 61 West 23 Rd Street, New York, NY 10010, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-228-1328 or by fax N/A. The normal business hours are 10:00 - 6:00 on Monday - Friday. You can find more information about the New York firm at www.betterment.com.


Registered investment advisers similar to Betterment LLC (New Legal Name)