Raritan Valley Capital Management LLC (Westfield)

Raritan Valley Capital Management LLC is a large advisory firm based in Westfield. It manages $116 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2015.

Raritan Valley Capital Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Raritan Valley Capital Management: assets under management

The assets under management (AUM) of Raritan Valley Capital Management LLC is $116 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 231% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $116 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $116 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Raritan Valley Capital Management LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Raritan Valley Capital Management serves?

The only and largest group of clients of Raritan Valley Capital Management is pooled investment vehicles with 1 clients and $116 million of assets under management. Among the 8 most similar advisory firms, Raritan Valley Capital Management has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $116 million for 1 clients. None of the firm’s clients are foreign persons or businesses.

Raritan Valley Capital Management also advises several private funds.

Careers at Raritan Valley Capital Management LLC

The company employs 8 people that are either part- or full-time employees. 25 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jeffrey Ezra Sassoon joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Paul Kornfeld	Portfolio manager	1 Dec 2014	Other	5260565
Barry Jay Friedman	Chief executive officer	1 Dec 2014	Other	2515296
Heather Elene Garson	Chief compliance officer	1 Dec 2014	Other	4811669
Qtrade Holdings Lp	Managing member	1 Dec 2014	75% - 100%	37-1766958
Qtrade Holdings Lp	Managing member	1 Jan 2015	75% - 100%	37-1766958
Jeffrey Ezra Sassoon	Chief operating officer/chief financial officer	1 Mar 2016	Other	5883119
Melinda Helen Scott	Chief compliance officer	1 Mar 2016	Other	6450932
Ilya Lisansky	Portfolio manager	1 Nov 2016	Other	5427897
Jeffrey Ezra Sassoon	Chief compliance officer	1 Jan 2017	Other	5883119

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Brad Devor Shalit	Co-trustee	1 Dec 2014	Other	6432850
Derrick Lee Kaiser	Limited partner	1 Dec 2014	25% - 50%	6420547
Brad D Shalit	Co-trustee	1 Dec 2014	Other	6432850
Llewellyn Staughton Jones	Limited partner of qtrade holdings lp and member of qtrade gp llc	1 Jan 2015	25% - 50%	4652369
Derrick Lee Kaiser	Limited partner of qtrade holdings lp and member of qtrade gp llc	1 Jan 2015	25% - 50%	6420547
Jahsb Investments Llc	Limited partner of qtrade holdings lp and managing member of qtrade gp llc	1 Jan 2015	50% - 75%	37-6580792
Friedman Investment Trust	Managing member	1 Jan 2015	75% - 100%	37-6580792
Qtrade Gp Llc	General partner	1 Jan 2015	Other	47-2057420

Based in Westfield

The principal office where Raritan Valley Capital Management LLC performs its advisory services is located at 240 244 North Ave West, Westfield, NJ 07090, which is also the mailing address of the firm. An additional office of the firm is in Scarsdale, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 908-367-5690 or by fax 908-232-5695. The normal business hours are 8:30am - 5:30pm on Monday - Friday.