Phoenix Holdings Nc, Inc. (Charlotte)

Name: Phoenix Holdings Nc, Inc.
Address: 4201 Congress Street, Suite 360, Charlotte, NC, 28209
Telephone: 704-376-5502

Phoenix Holdings Nc, Inc. is a large advisory firm based in Charlotte. It manages $384.14 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2012 and has operated in the jurisdictions of Florida, Kentucky, and North Carolina.

Phoenix Holdings Nc provides portfolio management for pooled investment vehicles and due diligence & underwriting services for other private equity firm. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Phoenix Holdings Nc: assets under management

The assets under management (AUM) of Phoenix Holdings Nc, Inc. is $384.14 million. The firm's AUM has grown by 2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $381.58 million in discretionary accounts and $2.56 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76.32 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $2.56 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Phoenix Holdings Nc, Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Phoenix Holdings Nc, Inc.

Joseph Basil Alala has been acting as President since 1 Oct 1999. Michael Stewart Marr joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Joseph Basil Alala	President/ceo	1 Oct 1999	75% - 100%	6029964
Markham Hunt Broyhill	Partner	1 Oct 1999	Other	2962433
John Francis Mcglinn	Chief operating officer	1 Jul 2009	Other	6030341
Michael Stewart Marr	Chief compliance officer	1 Jul 2011	Other	6030349

Based in Charlotte

The principal office where Phoenix Holdings Nc, Inc. performs its advisory services is located at 4201 Congress Street, Suite 360, Charlotte, NC 28209, which is also the mailing address of the firm. An additional office of the firm is in Raleigh, NC. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 704-376-5502 or by fax 704-376-5877. The normal business hours are 9:00am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at www.capitalsouthpartners.com.