Objective Financial Consulting LLC (Tempe)

Name: Objective Financial Consulting LLC
Address: 660 S. Mill Avenue, Suite 315, Tempe, AZ, 85281
Telephone: (480) 968-8400

Objective Financial Consulting LLC is a large advisory firm based in Tempe. It manages $49.63 million of regulatory assets for 305 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Arizona.

Objective Financial Consulting provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Objective Financial Consulting: assets under management

The assets under management (AUM) of Objective Financial Consulting LLC is $49.63 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $49.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $162.73 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Objective Financial Consulting LLC for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Objective Financial Consulting LLC

Michael Jerome Witherill has been acting as President since 1 Jan 2000. Rosalie Carol Carroll joined the executive team most recently as the President, Ceo & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Michael Jerome Witherill	Director	1 Jan 2000	25% - 50%	1445883
John Palmer Morgan	Director	1 Jan 2000	25% - 50%	4208704
Scott William Schewe	Director	1 Jan 2000	25% - 50%	4208703
Timothy Michael Hatton	President	1 Jan 2000	Other	1844529
Inc. E Street Holdings	Parent corporation	1 May 2000	75% - 100%	86-0982816
Rosalie Carol Carroll	President, ceo & chief compliance officer	1 Nov 2001	Other	863092

Based in Tempe

The principal office where Objective Financial Consulting LLC performs its advisory services is located at 660 S. Mill Avenue, Suite 315, Tempe, AZ 85281, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (480) 968-8400 or by fax (480) 968-9966. The normal business hours are 7:30 a.m.-5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.objectivefc.com.