Phillips, Hager & North Investment Management Ltd (Vancouver, Bc)

Name: Phillips, Hager & North Investment Management Ltd
Address: 200 Burrard Street, 20 Th Fl., Vancouver, Bc, V6 C 3 N5
Telephone: 604-408-6000

Phillips, Hager & North Investment Management Ltd is a large advisory firm based in Vancouver, Bc. It manages $54.81 billion of regulatory assets for 11,567 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Arizona, California, Florida, Illinois, and Washington.

Phillips, Hager & North Investment Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Phillips, Hager & North Investment Management: assets under management

The assets under management (AUM) of Phillips, Hager & North Investment Management Ltd is $54.81 billion. The firm's AUM has grown by 124% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54.55 billion in discretionary accounts and $264.94 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.9 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $624.86 thousand.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Phillips, Hager & North Investment Management Ltd for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Phillips, Hager & North Investment Management Ltd

Brenda Jane Vince has been acting as President since 1 May 2008. Frank Lippa joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Richard Frederick Bradshaw	Director & shareholder	1 Jul 1968	Other	4346371
Charles Ian Mottershead	Vp, director & shareholder	1 Jul 1980	Other	4346665
Anthony Rex Gage	Vp,chairman & shareholder	1 Jun 1984	Other	4346657
Donald Steven Panchuk	Vp fin & admin, cfo, secretary, & shareholder	1 Feb 1987	Other	4346667
David Gordon Heal	Vp,director & shareholder	1 May 1987	Other	4346659
John Salvatore Montalbano	Vp,director & shareholder	1 May 1987	Other	4748560
Stewart Macklin Marshall	Vp, director & shareholder	1 Mar 1991	Other	4346664
Scott Matthew Lamont	Vp, director & shareholder	1 Mar 1991	Other	4346662
Scott Matthew Lamont	Shareholder, director & vice president	1 Apr 1991	Other	4346662
John Salvatore Montalbano	Shareholder, president & director	1 Apr 1991	Other	4748560
Scott Mathew Lamont	Director & vice president	1 Apr 1991	Other	4346662
Dale Gordon Harrison	Vp,director & shareholder	1 Feb 1998	Other	4748557
Richard J Durrans	Director and vice president	1 Oct 1998	Other	5640483
Christopher Jameson Martin	Shareholder, director & vice president	1 Dec 1998	Other	5185097
Thomas Arthur Bradley	President, ceo, director & shareholder	1 Sep 1999	Other	4346367
Hanif Sadrudin Mamdani	Vp, director & shareholder	1 Oct 1999	Other	1875746
Brian Maurice Walsh	Vp & cfo	1 Jun 2001	Other	4498145
Brian Maurice Walsh	Shareholder, director, chief compliance officer, cfo, vp & secretary	1 Apr 2003	Other	4498145
Donald Steven Panchuk	Chief compliance officer	1 Sep 2004	Other	4346667
Brian Maurice Walsh	Director, chief compliance officer, cfo, vp, secretary & shareholder	1 Jun 2006	Other	4498145
Christopher Jameson Martin	Director, vp & shareholder	1 Jun 2006	Other	5185097
Christopher Jameson Martin	Director, vp & shareholder	1 Jul 2006	Other	5185097
Damon Grant Williams	Director and vice president	1 May 2008	Other	5530176
Brenda Jane Vince	Director	1 May 2008	Other	4919943
Daniel Edward Chornous	Director & cio	1 May 2008	Other	4439682
4444604 Canada Inc.	Owner	1 May 2008	75% - 100%	foreign
Rbc Ph&N Holdings Inc. (Formerly 4444604 Canada Inc.)	Owner	1 Jun 2008	75% - 100%	foreign
Frank Lippa	Director	1 Feb 2009	Other	5640485
Richard Edward Talbot	Director	1 Feb 2009	Other	4441147

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Royal Bank Of Canada	Owner	1 Oct 1994	75% - 100%	13-5357855
Royal Bank Of Canada	Owner	1 Oct 2006	75% - 100%	13-5357855
Royal Bank Holding Inc.	Owner	1 Feb 2008	75% - 100%	foreign
Capital Funding Alberta Limited	Owner	1 Oct 2008	75% - 100%	foreign

Based in Vancouver, Bc

The principal office where Phillips, Hager & North Investment Management Ltd performs its advisory services is located at 200 Burrard Street, 20 Th Fl., Vancouver, Bc, V6 C 3 N5, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 604-408-6000 or by fax 604-685-5712. The normal business hours are 7:00 a.m. - 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at www.phn.com.