Sperry Fund Management LLC (New York)

Name: Sperry Fund Management LLC
Address: 400 Park Avenue, Suite 1620, New York, NY, 10022
Telephone: 212-888-8800

Sperry Fund Management LLC is a large advisory firm based in New York. It manages $54 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2004.

Sperry Fund Management provides portfolio management for pooled investment vehicles and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sperry Fund Management: assets under management

The assets under management (AUM) of Sperry Fund Management LLC is $54 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -70% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $54 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sperry Fund Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Sperry Fund Management LLC

Douglas Sperry Makepeace has been acting as President since 1 Jan 2004. Richard Colpron joined the executive team most recently as the Chief Financial Officer & Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Douglas Sperry Makepeace	President	1 Jan 2004	75% - 100%	838330
Richard Colpron	Chief financial officer & chief compliance officer	1 Apr 2004	Other	4864312
Andy M F Chan	Executive vice president	1 Apr 2004	Other	2341084

Based in New York

The principal office where Sperry Fund Management LLC performs its advisory services is located at 400 Park Avenue, Suite 1620, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-888-8800 or by fax 212-888-8886. The normal business hours are 9 a.m. to 5 p.m. on Monday - Friday. You can find more information about the New York firm at www.sperryfund.com.