Bruckmann, Rosser, Sherrill & Co., Management, L.P. (New York)

Name: Bruckmann, Rosser, Sherrill & Co., Management, L.P.
Address: 126 East 56 Th St., New York, NY, 10022
Telephone: 212-521-3700

Bruckmann, Rosser, Sherrill & Co., Management, L.P. is a large advisory firm based in New York. It manages $696.1 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2013.

Bruckmann, Rosser, Sherrill & Co., Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Bruckmann, Rosser, Sherrill & Co., Management: assets under management

The assets under management (AUM) of Bruckmann, Rosser, Sherrill & Co., Management, L.P. is $696.1 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 86% since the beginning of its operation, and $29 million of the total AUM is attributable to clients outside of the United States.

The firm manages $696.1 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $139.22 million each.

Bruckmann, Rosser, Sherrill & Co., Management has custody of $433.34 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Bruckmann, Rosser, Sherrill & Co., Management, L.P. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Bruckmann, Rosser, Sherrill & Co., Management serves?

The only and largest group of clients of Bruckmann, Rosser, Sherrill & Co., Management is pooled investment vehicles with 5 clients and $696.1 million of assets under management. Among the 9 most similar advisory firms, Bruckmann, Rosser, Sherrill & Co., Management has the 3rd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $696.1 million for 5 clients. None of the firm’s clients are foreign persons or businesses.

Bruckmann, Rosser, Sherrill & Co., Management also advises several private funds. Namely, five private equity funds. The minimum investment commitment required of non-related persons ranges from $0 to $1,000,000.

Careers at Bruckmann, Rosser, Sherrill & Co., Management, L.P.

The company employs 10 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Bruce C Bruckmann	Managing partner, bruckmann, rosser, sherrill & co., l.l.c.	1 Apr 1999	25% - 50%	6028851
Harold O Rosser	Member, bruckmann, rosser, sherrill & co., l.l.c.	1 Apr 1999	25% - 50%	6028852
Stephen C Sherrill	Managing partner, bruckmann, rosser, sherrill & co., l.l.c.	1 Apr 1999	25% - 50%	6028853
Thomas J Baldwin	Managing partner, bruckmann, rosser, sherrill & co., l.l.c.	1 Apr 1999	Other	6028854
Rosser Sherrill & Co. Iii L.L.C. Bruckmann	General partner, brs management iii, l.p.	1 Jul 2007	Other	26-0628765
Rosser Sherrill & Co. L.L.C. Bruckmann	General partner, bruckmann, rosser, sherrill & co. management, l.p.	1 Aug 2007	Other	13-4060754
Bruce C Bruckmann	Managing partner, bruckmann, rosser, sherrill & co. management, l.p.	1 Aug 2007	25% - 50%	6028851
Stephen C Sherrill	Managing partner, bruckmann, rosser, sherrill & co. management, l.p.	1 Aug 2007	25% - 50%	6028853
Thomas J Baldwin	Managing partner, bruckmann, rosser, sherrill & co. management, l.p.	1 Aug 2007	25% - 50%	6028854
Frank Scrudato	Chief financial officer, bruckmann, rosser, sherrill & co. management, l.p.	1 Aug 2007	Other	6028855
Bruce C Bruckmann	Managing partner, brs management iii, l.p.	1 Dec 2007	Other	6028851
Thomas J Baldwin	Managing partner, brs management iii, l.p.	1 Dec 2007	Other	6028854
Thomas J. Baldwin Jr. Gift Trust	Limited partner, brs management iii, l.p.	1 Dec 2007	Other	064585340
Laurie A. Baldwin	Trustee, thomas j. baldwin jr. gift trust	1 Dec 2007	Other	6029498
Stephen C. Sherrill Family 1996 Trust	Limited partner, brs management iii, l.p.	1 Dec 2007	Other	xxx-xx-xxxx
Stephen C. Sherrill Grandchildren's 1996 Trust	Limited partner, brs management iii, l.p.	1 Dec 2007	Other	xxx-xx-xxxx
Katherine Duncan Sherrill	Trustee, stephen c. sherrill family 1996 trust	1 Dec 2007	Other	6029601
Harold O Rosser	Limited partner, brs management iii, l.p.	1 Dec 2007	Other	6028852
Frank Scrudato	Chief compliance officer	1 Jan 2012	Other	6028855
Duwain Alester Robinson	Chief financial officer, bruckmann, rosser, sherrill & co. management, l.p.	1 Feb 2014	Other	6317793

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Stephen C Sherrill	Managing partner	1 Dec 2007	25% - 50%	6028853

Based in New York

The principal office where Bruckmann, Rosser, Sherrill & Co., Management, L.P. performs its advisory services is located at 126 East 56 Th St., New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-521-3700 or by fax 212-521-3799. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at brs.com.