Kc Investment Advisors, LLC (Wichita)

Name: Kc Investment Advisors, LLC
Address: 1605 North Waterfront Parkway, Wichita, KS, 67206
Telephone: 316-682-8344

Kc Investment Advisors, LLC is a large advisory firm based in Wichita. It manages $165.25 million of regulatory assets for 448 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Colorado, Iowa, Kansas, and 3 other states.

Kc Investment Advisors provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Kc Investment Advisors: assets under management

The assets under management (AUM) of Kc Investment Advisors, LLC is $165.25 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 444% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $165.25 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $368.86 thousand each.

Investments

The firm invests in exchange traded securities the most. They account for 44% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 17% of the firm’s portfolio. Investments in state and local bonds form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Kc Investment Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jay Francis Bezdek serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, corporations or other businesses, and pension and profit sharing plans. The largest group of clients of Jay Francis Bezdek is corporations or other businesses with 30 clients and $72.87 million of assets under management. Among the 11 most similar advisory firms, Kc Investment Advisors has the highest percentage of corporations or other businesses out of all clients.

The amount of regulatory assets under management is $165.25 million for 193 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Kc Investment Advisors doesn't advise any private funds.

Careers at Kc Investment Advisors, LLC

The company employs 6 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jay Francis Bezdek has been acting as President since 1 Aug 2000. Llc Hbks Investments joined the executive team most recently as the Owner.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Kcoe Wealth Management	Owner	1 Mar 2000	75% - 100%	48-1222234
Michael Kim Herrman	President	1 Mar 2000	Other	4056755
Llc Kennedy And Coe	Member	1 Mar 2000	75% - 100%	48-0567703
Llc Kc Advisors	Owner	1 Mar 2000	75% - 100%	48-1222234
Llc Kennedy And Coe Wealth Management	Owner	1 Mar 2000	75% - 100%	48-1222234
Jay Francis Bezdek	Director	1 Aug 2000	Other	1616506
Jeffrey Jay Wald	Chief compliance officer/president	1 Apr 2007	Other	4742155
Blake Prentiss Allen	Manager/chief compliance officer	1 Mar 2012	Other	5187919
Steven Joseph Callahan	Manager	1 Mar 2012	Other	5451566

Indirect Owners

The SEC currently registers 4 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llp Kcoe Isom	Owner	1 Mar 2000	75% - 100%	48-0567703
Llc Kennedy & Coe	Owner	1 Mar 2000	50% - 75%	48-0567703
Llc Hbks Investments	Owner	1 Jan 2018	25% - 50%	46-1463705
Llc Kcwm Holdings	Owner	1 Jan 2018	50% - 75%	48-1229280

Based in Wichita

The principal office where Kc Investment Advisors, LLC performs its advisory services is located at 1605 North Waterfront Parkway, Wichita, KS 67206, which is also the mailing address of the firm. An additional office of the firm is in Garden City, KS. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 316-682-8344 or by fax 316-682-8345. The normal business hours are 8:00 a.m. to 5:00 p.m. on Monday - Friday. You can find more information about the New York firm at kcoewealth.com.