Lw Asset Management LLC (New York)


Lw Asset Management LLC is a large advisory firm based in New York. It manages $362.5 million of regulatory assets for 8 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of New York.

Lw Asset Management provides portfolio management for pooled investment vehicles and market timing services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lw Asset Management: assets under management

The assets under management (AUM) of Lw Asset Management LLC is $362.5 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -25% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $362.5 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $45.31 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lw Asset Management LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 7 indirect owners.

Name Entity Date acquired Ownership Employer ID
Carlos Zalles Owner 1 Sep 1994 75% - 100% 5071305
Sa Primer Banco Del Istmo Owner 1 Jul 1999 75% - 100% foreign
Hampton Corp Owner 1 Sep 1999 25% - 50% foreign
Juan Jose Pedreira Memeber 1 Dec 1999 50% - 75% 2131368
Inc. Banistmo Securities Owner 1 Oct 2000 25% - 50% foreign
Ltd. Lw Securities Owner 1 Nov 2001 75% - 100% foreign
Swissco Trust Gmbh Trustee 1 Sep 2007 Other foreign

Based in New York

The principal office where Lw Asset Management LLC performs its advisory services is located at 2 Grand Central Tower, New York, NY 10017, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-599-2781 or by fax 212-599-2730. The normal business hours are 8:30 am -5:30 pm on Monday - Friday. You can find more information about the New York firm at www.forumcm.com.