Awad Asset Management, Inc. (St Petersburg)

Name: Awad Asset Management, Inc.
Address: 880 Carillon Parkway, St Petersburg, FL, 33716
Telephone: 800 237-3101

Awad Asset Management, Inc. is a large advisory firm based in St Petersburg. It manages $622.86 million of regulatory assets for 923 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Awad Asset Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Awad Asset Management: assets under management

The assets under management (AUM) of Awad Asset Management, Inc. is $622.86 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 8% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $622.86 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $674.82 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Awad Asset Management, Inc. for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Awad Asset Management, Inc.

Jeffrey Alexander Dowdle has been acting as President since 1 Jul 1998. Richard John Rossi joined the executive team most recently as the Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Raymond James Financial	Shareholder	1 Nov 1997	75% - 100%	59-1237041
James Dewey Awad	Chairman, cio	1 Dec 1997	Other	9138
Jeffrey Alexander Dowdle	Director	1 Jul 1998	Other	2125276
Stephen Garrard Hill	Director	1 Jul 1998	Other	1334625
Damian Daniel Sousa	Chief compliance officer	1 Feb 2003	Other	2061882
Stephen Garrard Hill	Chief executive officer	1 Aug 2004	Other	1334625
Thomas Alan James	Director	1 Aug 2004	Other	257119
Richard John Rossi	Director	1 Sep 2007	Other	1291357
James Cooper Abbott	Director	1 Sep 2007	Other	4441987

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Thomas Alan James	Chairman, ceo	1 Jan 1971	25% - 50%	257119

Based in St Petersburg

The principal office where Awad Asset Management, Inc. performs its advisory services is located at 880 Carillon Parkway, St Petersburg, FL 33716 The mailing address of the firm is 880 Carillon Parkway, St. Petersburg, FL 33716. An additional office of the firm is in Boston, MA. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 800 237-3101 or by fax 727 567-8285. The normal business hours are 8:30 am to 5:30 pm on Monday - Friday. You can find more information about the New York firm at www.awadassetmanagement.com.