Ota Multi Strategy Advisors LLC (Purchase)

Name: Ota Multi Strategy Advisors LLC
Address: 1 Manhattanville Road, Purchase, NY, 10577 2107
Telephone: 914-460-4057

Ota Multi Strategy Advisors LLC is a large advisory firm based in Purchase. It manages $537.16 million of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of New York.

Ota Multi Strategy Advisors provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ota Multi Strategy Advisors: assets under management

The assets under management (AUM) of Ota Multi Strategy Advisors LLC is $537.16 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 1277% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $537.16 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $76.74 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Ota Multi Strategy Advisors LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Ota Multi Strategy Advisors LLC

Brian Jeffrey Meath has been acting as President since 1 Sep 2004. Christopher Stephen Mooney joined the executive team most recently as the Chief Financial Officer/Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Ota Asset Management Llc	Managing member	1 Jun 2004	75% - 100%	59-3770400
Brian Jeffrey Meath	President	1 Sep 2004	Other	4296033
Kevin John Heneghan	Coo	1 Sep 2004	Other	720273
Ira Mark Leventhal	Ceo	1 Sep 2004	Other	827983
Randolph Nelson	Senior managing director	1 Sep 2004	Other	4126996
James William Santori	Cfo	1 Sep 2004	Other	1567697
Richard Scott Jaffe	Compliance officer	1 Sep 2004	Other	2433314
James Prusko	Head of fixed income	1 Sep 2004	Other	2609731
Sanjay Dasgupta	Head of equity	1 Sep 2004	Other	4771383
John Arthur Hanratty	Chief compliance officer	1 Jul 2005	Other	4138174
Christopher Stephen Mooney	Chief financial officer/chief compliance officer	1 Aug 2007	Other	2016738
Yuanzhi Luo	Principal	1 Aug 2007	75% - 100%	5397220
Tao Wang	Corporate secretary	1 Aug 2007	Other	5397222
Lian Yan	Chief operating officer	1 Aug 2007	Other	5397226
Inc. Lyz Capital	Sole member	1 Aug 2007	75% - 100%	26-0616253

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Ira Mark Leventhal	Sole shareholder/director	1 Aug 1987	75% - 100%	827983
Iml Corporation	General partner	1 Sep 1995	25% - 50%	13-3424954
Ira Mark Leventhal	Limited partner	1 Jan 1998	25% - 50%	827983
Abota Llc	General partner	1 Jul 1999	Other	13-4078071
Lmi Corporation	Managing member	1 Jul 1999	25% - 50%	13-3854022
Ota Financial Group Lp	Managing member	1 Apr 2003	75% - 100%	13-4018069

Based in Purchase

The principal office where Ota Multi Strategy Advisors LLC performs its advisory services is located at 1 Manhattanville Road, Purchase, NY 10577 2107, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 914-460-4057 or by fax 914-460-4157. The normal business hours are 9-5 on Monday - Friday. You can find more information about the New York firm at www.otaam.com.