Sustainable Wealth Management, Inc. (Vancouver)

Name: Sustainable Wealth Management, Inc.
Address: 300 E. 17 Th Street, Vancouver, WA, 98663
Telephone: 360-597-4570

Sustainable Wealth Management, Inc. is a large advisory firm based in Vancouver. It manages $142.99 million of regulatory assets for 670 client accounts. It has been registered with the SEC as an adviser since 2017 and has operated in the jurisdictions of California, Oregon, Texas, and Washington.

Sustainable Wealth Management provides financial planning services, portfolio management for individuals and small businesses, and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sustainable Wealth Management: assets under management

The assets under management (AUM) of Sustainable Wealth Management, Inc. is $142.99 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 42% since the beginning of its operation, and $548 thousand of the total AUM is attributable to clients outside of the United States.

The firm manages $142.99 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $213.42 thousand each.

Investments

The firm invests in investment and business development companies the most. They account for 83% of the total AUM. The second-largest asset type is exchange traded securities, which make up 8% of the firm’s portfolio. Investments in cash and cash equivalents form 6% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sustainable Wealth Management, Inc. for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Sustainable Wealth Management serves?

The firm provides services to individuals and high net worth individuals. The largest group of clients of Sustainable Wealth Management is high net worth individuals with 43 clients and $79.55 million of assets under management. Among the 9 most similar advisory firms, Sustainable Wealth Management has the 5th highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $142.99 million for 236 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Sustainable Wealth Management doesn't advise any private funds.

Careers at Sustainable Wealth Management, Inc.

The company employs 6 people that are either part- or full-time employees. 67 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Todd Walter Pisarczyk	Managing member	1 Jun 2017	75% - 100%	3214333
Linde Elise Carroll	Managing member & chief compliance officer	1 Jun 2017	Other	5905398
Taylor Alan Vilhauer	Managing member	1 Jun 2017	Other	6094703
Linde E Carroll	Managing member & chief compliance officer	1 Jun 2017	Other	5905398

Based in Vancouver

The principal office where Sustainable Wealth Management, Inc. performs its advisory services is located at 300 E. 17 Th Street, Vancouver, WA 98663, which is also the mailing address of the firm. An additional office of the firm is in Portland, OR. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 360-597-4570. The normal business hours are 8am - 5pm on Monday - Friday. You can find more information about the New York firm at sustainablewealthmgt.com and its LinkedIn profile.