Rosemount Capital Limited (New York)

Rosemount Capital Limited is a large advisory firm based in New York. It manages $298.94 million of regulatory assets for 1 client accounts. It has been registered with the SEC as an adviser since 2011.

Rosemount Capital Limited provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Rosemount Capital Limited: assets under management

The assets under management (AUM) of Rosemount Capital Limited is $298.94 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -56% since the beginning of its operation, and $298.94 million of the total AUM is attributable to clients outside of the United States.

The firm manages $298.94 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $298.94 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Rosemount Capital Limited for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Moris Tabacinic serves?

The only and largest group of clients of Moris Tabacinic is pooled investment vehicles with 1 clients and $298.94 million of assets under management. Among the 8 most similar advisory firms, Rosemount Capital Limited has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $298.94 million for 1 clients. 100% of the firm’s clients are foreign persons or businesses.

Rosemount Capital Limited also advises several private funds.

Careers at Rosemount Capital Limited

The company employs 1 person that is either a part- or full-time employee. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Moris Tabacinic has been acting as President since 1 Apr 1997. J.P. Morgan Trust Company Of Delaware joined the executive team most recently as the Trustee.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lillian Tabacinic Irrevocable Trust	Shareholder	1 Jan 1997	50% - 75%	595979662
Moris (Nmn) Tabacinic	Shareholder and director	1 Apr 1997	50% - 75%	5999297
Moris Tabacinic	Director	1 Apr 1997	50% - 75%	5999297
Lillian Tabacinic	Secretary	1 Apr 1997	Other	6001695
Lillian (Nmn) Tabacinic	Secretary	1 Apr 1997	Other	6001695
Erk Family Trust	Shareholder	1 Apr 2003	50% - 75%	51-6517456
Moris Tabacinic	Shareholder	1 Apr 2003	50% - 75%	5999297
Gregory (Nmn) Katz	Vice president and chief compliance officer	1 Mar 2009	Other	5999363
Gregory Katz	Vice president and chief compliance officer	1 Mar 2009	Other	5999363

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Moris Tabacinic	Trustee	1 Jan 1997	75% - 100%	xxx-xx-xxxx
J.P. Morgan Trust Company Of Delaware	Trustee	1 May 2011	75% - 100%	51-0354501

Based in New York

The principal office where Rosemount Capital Limited performs its advisory services is located at 452 Fifth Avenue, New York, NY 10018, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-641-3200 or by fax 212-641-3201. The normal business hours are 9am-6pm on Monday - Friday.