Aal Capital Management Corporation (Appleton)

Aal Capital Management Corporation is a large advisory firm based in Appleton. It manages $7.23 billion of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 47 other states.

Aal Capital Management Corporation provides portfolio management for investment companies and portfolio management for pooled investment vehicles. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Aal Capital Management Corporation: assets under management

The assets under management (AUM) of Aal Capital Management Corporation is $7.23 billion, all of which is managed in discretionary accounts. The firm's AUM has gone down by -30% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $7.23 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.41 billion each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Aal Capital Management Corporation for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Aal Capital Management Corporation

Carl Julius Rudolph has been acting as President since 1 Nov 1999. Robert Gary Same joined the executive team most recently as the Vice President And Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Aal Holdings	Owner	1 Aug 1986	75% - 100%	39-1559369
Paul Michael Stadler	Vice president	1 May 1997	Other	1459814
Jeffrey Louis Verhagen	Vice president	1 Sep 1997	Other	1819174
James Herman Abitz	Sr vice president, director	1 Oct 1998	Other	3070224
Thomas Robert Mischka	Vice president	1 Oct 1998	Other	3134028
Jon Michael Stellmacher	Vice president, director	1 Oct 1998	Other	3134024
Lori Tena Richardson	Vice president	1 Oct 1998	Other	1749038
Michael Joseph Mevis	Vice president	1 Apr 1999	Other	1676196
Woodrow E Eno	Chairman of board, director	1 Jul 1999	Other	1038576
Robert Gary Same	President, director	1 Jul 1999	Other	409705
Frederick Dean Kelsven	Vice president & secretary	1 Jul 1999	Other	1442735
Charles Dennis Gariboldi	Vice president	1 Jul 1999	Other	1900078
James Herbert Krueger	Vice president & director	1 Jul 1999	Other	1569665
Marnie Louise Loomansthuecks	Vice president	1 Jul 1999	Other	1838802
Russell Allen Evenson	Director	1 Jul 1999	Other	1856115
Woodrow Eugene Eno	Director	1 Jul 1999	Other	1038576
Charles Abram Friedman	Vice-president	1 Oct 1999	Other	1520832
Carl Julius Rudolph	Director	1 Nov 1999	Other	3167313
Steven Roy Wendt	Vice president, chief financial officer	1 Nov 1999	Other	1936967
Jeffrey Russell Kargus	Vice president, treasurer	1 Nov 1999	Other	3117722
Gordon Wayne Beckler	Vice president	1 Apr 2000	Other	1891853
Brian William Picard	Vice president chief compliance officer	1 Jul 2000	Other	2402575
John Nicholas Bock	Vice- president/brokerage services	1 Aug 2000	Other	1018863
Bryan Kent Stoltenberg	Vice president	1 Jan 2001	Other	1583664
David Charles Francis	Vice president, head of securities	1 Jan 2001	Other	2031606
Reginald Lee Pfeifer	Vp, head of fixed income	1 Jan 2001	Other	4018479
David Alan Christopher	Vice president	1 Apr 2001	Other	1526010
Brett Lee Agnew	Assistant secretary	1 Oct 2001	Other	3211821
Pamela J Moret	Director	1 May 2002	Other	1092043
John Oren Gilbert	Chairman of board, director	1 May 2002	Other	2088601
Bruce Jay Nicholson	Director	1 May 2002	Other	2200207
James Adlai Thomsen	Director	1 May 2002	Other	1510675
Lawrence Wayne Stranghoener	Director	1 May 2002	Other	714682
Robert Gary Same	Vice president and chief compliance officer	1 Jul 2002	Other	409705
Woodrow Eugene Eno	Senior vice president and secretary	1 Jul 2002	Other	1038576
James Herman Abitz	Senior vice president and chief investment officer	1 Jul 2002	Other	3070224
Jon Michael Stellmacher	Senior vice president	1 Jul 2002	Other	3134024
Jeffrey Russell Kargus	Vice president and chief financial officer	1 Jul 2002	Other	3117722
Brian William Picard	Vice president and deputy chief compliance officer	1 Jul 2002	Other	2402575
Reginald Lee Pfeifer	Vice president	1 Jul 2002	Other	4018479
Pamela J Moret	Senior vice president	1 Jul 2002	Other	1092043
John Oren Gilbert	Chairman	1 Jul 2002	Other	2088601
James Adlai Thomsen	Senior vice president	1 Jul 2002	Other	1510675
Lawrence Wayne Stranghoener	Senior vice president	1 Jul 2002	Other	714682
James Edwin Nelson	Vice president and assistant secretary	1 Jul 2002	Other	xxx-xx-xxxx
Frederick Paul Johnson	Vice president	1 Jul 2002	Other	1758326
Brenda Jo Pederson	Vice president	1 Jul 2002	Other	1758337
David John Christianson	Vice president	1 Jul 2002	Other	3087516
Marlene Joy Nogle	Assistant secretary	1 Jul 2002	Other	3248695
John Carl Bjork	Assistant secretary	1 Jul 2002	Other	2861867
Rodney Alan Dewalt	Assistant secretary	1 Jul 2002	Other	4121543
Peter Eric Schifsky	Assistant secretary	1 Jul 2002	Other	2840572
Cindy Renee Hedgers	Assistant vice president	1 Jul 2002	Other	709739
Michael Barth	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Lewis Alexander Bohannon	Assistant vice president	1 Jul 2002	Other	2689982
Brian James Flanagan	Assistant vice president	1 Jul 2002	Other	3221775
James Anthony Grossman	Assistant vice president	1 Jul 2002	Other	2876185
Michael Robert Hochholzer	Assistant vice president	1 Jul 2002	Other	2878493
Frederick Louis Jr Plautz	Assistant vice president	1 Jul 2002	Other	2674916
Kevin Arthur Schmitting	Assistant vice president	1 Jul 2002	Other	1095454
Christopher John Serra	Assistant vice president	1 Jul 2002	Other	2290545
Andrea J Thomas	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Brian Lee Thorkelson	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Scott Alan Vergin	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Scott Lalim	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Janet I Grangaard	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Michael Gerald Landreville	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Steven Hc Lee	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Gail Ruth Onan	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Paul James Ocenasek	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
John P Pickering	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Michael D Swendsen	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Gregory Richard Anderson	Assistant vice president	1 Jul 2002	Other	4327843
Mark Lien Simenstad	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Alan Douglas Onstad	Assistant vice president	1 Jul 2002	Other	4017523
Conrad E Smith	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
John Hintz	Assistant vice president	1 Jul 2002	Other	xxx-xx-xxxx
Laura Louise Gearhart	Assistant vice president	1 Jul 2002	Other	1027455

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Aid Association For Lutherans	Shareholder	1 Aug 1986	75% - 100%	39-0123480

Based in Appleton

The principal office where Aal Capital Management Corporation performs its advisory services is located at 222 W College Ave, Appleton, WI 54919 0007, which is also the mailing address of the firm. An additional office of the firm is in Minneapolis, MN. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 920-734-5721 or by fax 920-628-6615. The normal business hours are 8:00 a.m. - 5:00 p.m. on Monday - Friday.