Cullum & Burks Securities, Inc. (Dallas)

Cullum & Burks Securities, Inc. is a large advisory firm based in Dallas. It manages $31.38 million of regulatory assets for 1,121 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdictions of California, Florida, Michigan, and 4 other states.

Cullum & Burks Securities provides financial planning services, portfolio management for individuals and small businesses, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Cullum & Burks Securities: assets under management

The assets under management (AUM) of Cullum & Burks Securities, Inc. is $31.38 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -19% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $31.38 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.99 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Cullum & Burks Securities, Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Cullum & Burks Securities, Inc.

Steven Lynn Burks has been acting as President since 1 Nov 1998. Neil Andrew Delaney joined the executive team most recently as the Chief Financial Officer/Finop.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Steven Lynn Burks	President/chief legal and operations officer	1 Nov 1998	Other	1466048
Thomas Timothy Cullum	Chairman/ceo/secretary/chief compliance officer	1 Nov 1998	Other	58464
Inc. Cullum & Burks	Shareholder	1 Nov 1998	75% - 100%	75-2790667
Anita Ashton	Vp	1 Apr 2001	Other	2560530
William David Kell	Vp/srop	1 Jan 2004	Other	1919035
Neil Andrew Delaney	Chief financial officer/finop	1 Jan 2005	Other	4360241

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Dorothy Downey Hamill	12.5% shareholder - class-a shares	1 Jan 1999	25% - 50%	xxx-xx-xxxx

Based in Dallas

The principal office where Cullum & Burks Securities, Inc. performs its advisory services is located at 13355 Noel Road, Suite 1300, Dallas, TX 75240, which is also the mailing address of the firm. An additional office of the firm is in Madison, WI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 972-755-0270 or by fax 972-755-0271. The normal business hours are 8:30am to 5:00pm on Monday - Friday.