Henderson North American Partners (Hartford)

Henderson North American Partners is a large advisory firm based in Hartford. It manages $583.22 million of regulatory assets for 10 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Connecticut and Illinois.

Henderson North American Partners provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Henderson North American Partners: assets under management

The assets under management (AUM) of Henderson North American Partners is $583.22 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -46% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $583.22 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $58.32 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Henderson North American Partners for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Henderson North American Partners

Iain Campbell Clark has served as the Chief Investment Officer since 1 Apr 1992 and Charles Henry Wurtzebach is the Chief Executive Officer of Henderson North American Partners family office. Heidemarie Gregoriev joined the executive team most recently as the Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc Henderson International	Partner	1 Jan 1972	50% - 75%	13-3311310
Inc Henderson International	Partner	1 Jan 1992	50% - 75%	13-3311310
Iain Campbell Clark	Chief investment officer	1 Apr 1992	Other	2583871
George Ian Buckley	Executive officer	1 Jan 1993	Other	4363112
Henderson Global Investors (North America) Inc.	Partner	1 Apr 2000	50% - 75%	107300
Brian Carl Booker	Manager, legal and compliance	1 Apr 2000	Other	4165474
Douglas George Denyer	Executive officer	1 Apr 2000	Other	4045640
Charles Henry Wurtzebach	Chief executive officer	1 Apr 2000	Other	4127186
Heidemarie Gregoriev	Compliance officer	1 Oct 2001	Other	4507389

Indirect Owners

The SEC currently registers 21 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Henderson Investors International Holdings B.V.	100% shareholder of hii and higna	1 Jan 1992	75% - 100%	foreign entity
Henderson Global Investors (International Holdings) B.V.	Shareholder	1 Jan 1992	75% - 100%	foreign entity
Henderson Administration International Holdings Ltd.	100% shareholder	1 Mar 1998	75% - 100%	foreign entity
Henderson Plc	100% sharholder	1 Mar 1998	75% - 100%	foreign entity
Amp Invest Plc	100% shareholder	1 Mar 1998	75% - 100%	foreign entity
Pearl Assurance Plc	100% owner	1 Mar 1998	75% - 100%	foreign entity
Pearl Assurance Group Holdings Limited	100% owner	1 Mar 1998	75% - 100%	foreign enity
Pearl Group Limited	100% owner	1 Mar 1998	75% - 100%	foreign entity
Amp (Uk)Plc	95.8% owner of pearl group limited	1 Mar 1998	75% - 100%	foreign entity
Henderson Global Investors (International Holdings) Bv	Shareholder	1 Apr 1999	25% - 50%	foreign entity
Henderson Administration International Holdings Limited	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Henderson Global Investors (Holdings) Plc	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Amp Invest Plc	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Pearl Assurance Plc	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Pearl Assurance Group Holdings Limited	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Pearl Group Limited	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Amp (Uk) Plc	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Amp Financial Services Holdings Limited	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Amp Holdings Limited	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Amp Group Holdings Limited	Shareholder	1 Apr 1999	75% - 100%	foreign entity
Amp Limited	Shareholder	1 Apr 1999	75% - 100%	foreign entity

Based in Hartford

The principal office where Henderson North American Partners performs its advisory services is located at 1 Financial Plaza, Hartford, CT 06103, which is also the mailing address of the firm. An additional office of the firm is in Chicago, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 860-723-8751 or by fax 860-723-8725. The normal business hours are 9am to 5 pm on Monday - Friday.