Ironhorse Capital LLC (Nashville)

Name: Ironhorse Capital LLC
Address: 3102 West End Avenue, Nashville, TN, 37203
Telephone: (615) 324-8722

Ironhorse Capital LLC is an investment adviser to an investment company based in Nashville. It manages $85.56 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Tennessee.

Ironhorse Capital provides portfolio management for individuals and small businesses and portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Ironhorse Capital: assets under management

The assets under management (AUM) of Ironhorse Capital LLC is $85.56 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 284% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $85.56 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $42.78 million each.

Investments

The firm invests in investment and business development companies the most. They account for 99% of the total AUM. The second-largest asset type is exchange traded securities, which make up 1% of the firm’s portfolio. Investments in cash and cash equivalents form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Ironhorse Capital LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Ironhorse Capital serves?

The firm provides services to individuals and investment companies. The largest group of clients of Ironhorse Capital is investment companies with 1 clients and $85.54 million of assets under management. Among the 4 most similar advisory firms, Ironhorse Capital has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $85.56 million for 2 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Ironhorse Capital doesn't advise any private funds.

Careers at Ironhorse Capital LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 2 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

David Sewall Waddell joined the executive team most recently as the Chief Macro Strategist.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Harrison Kerr Tigrett	Chief executive officer/secretary/chief compliance officer	1 Aug 2009	25% - 50%	4335254
David Sewall Waddell	Chief macro strategist	1 Aug 2009	25% - 50%	2682170
Charles Albert Cunningham	Cio	1 Aug 2009	25% - 50%	3102063
Ironhorse Holdings Llc	Holding company	1 Aug 2009	75% - 100%	27-1887120

Based in Nashville

The principal office where Ironhorse Capital LLC performs its advisory services is located at 3102 West End Avenue, Nashville, TN 37203, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (615) 324-8722 or by fax 901-297-4351. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at goironhorse.com.