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Sullivan, Morrissey & Mickle Securities Corp. (New York)


Sullivan, Morrissey & Mickle Securities Corp. is a large advisory firm based in New York. It manages $83.03 million of regulatory assets for 20 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of New Jersey and Texas.

Sullivan, Morrissey & Mickle Securities Corp provides portfolio management for individuals and small businesses. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sullivan, Morrissey & Mickle Securities Corp: assets under management

The assets under management (AUM) of Sullivan, Morrissey & Mickle Securities Corp. is $83.03 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -13% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $83.03 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.15 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Sullivan, Morrissey & Mickle Securities Corp. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in New York

The principal office where Sullivan, Morrissey & Mickle Securities Corp. performs its advisory services is located at 450 Park Avenue, New York, NY 10022, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-832-7440 or by fax 212-826-8897. The normal business hours are 9 am-5 pm on Monday - Friday.


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