Klh Capital (Tampa)

Name: Klh Capital
Address: 601 Bayshore Blvd, Tampa, FL, 33606
Telephone: 813-222-0160

Klh Capital is a large advisory firm based in Tampa. It manages $132.91 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Florida.

Klh Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Klh Capital: assets under management

The assets under management (AUM) of Klh Capital is $132.91 million, all of which is managed in discretionary accounts. The company doesn't manage any assets belonging to foreign clients.

The firm manages $132.91 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $44.3 million each.

Klh Capital has custody of $47.28 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Klh Capital for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Klh Capital serves?

The only and largest group of clients of Klh Capital is pooled investment vehicles with 3 clients and $132.91 million of assets under management. Among the 9 most similar advisory firms, Klh Capital has the highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $132.91 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Klh Capital also advises several private funds. Namely, two private equity funds.

Careers at Klh Capital

The company employs 10 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc D&D Capital Management	General partner	1 Jul 2015	Other	47-4720226
James Brian Darnell	Managing partner	1 Mar 2019	25% - 50%	4200325
Iii William Lightfoot Dowden	Managing partner	1 Mar 2019	25% - 50%	5158961
Kyle Patrick Madden	Partner	1 Mar 2019	25% - 50%	5411978
Brian Allen Finn	Chief compliance officer	1 May 2019	Other	7122156

Indirect Owners

The SEC currently registers 2 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
James Brian Darnell	Member	1 Jul 2015	50% - 75%	4200325
Iii William Lightfoot Dowden	Member	1 Jul 2015	50% - 75%	5158961

Based in Tampa

The principal office where Klh Capital performs its advisory services is located at 601 Bayshore Blvd, Tampa, FL 33606, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 813-222-0160. The normal business hours are 8:00 am - 6:00 pm on Monday - Friday. You can find more information about the New York firm at klhcapital.com and its LinkedIn profile.