Mcdonnell Investment Management, LLC (Oakbrook Terrace)

Name: Mcdonnell Investment Management, LLC
Address: 18 W140 Butterfield Road, Oakbrook Terrace, IL, 60181
Telephone: 630-684-8600

Mcdonnell Investment Management, LLC is a large advisory firm based in Oakbrook Terrace. It manages $11.7 billion of regulatory assets for 9,478 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Mcdonnell Investment Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for businesses and institutional clients, and credit information services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Mcdonnell Investment Management: assets under management

The assets under management (AUM) of Mcdonnell Investment Management, LLC is $11.7 billion. The firm's AUM has grown by 92% since the beginning of its operation, and $11.49 million of the total AUM is attributable to clients outside of the United States.

The firm manages $11.69 billion in discretionary accounts and $1.99 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.23 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.99 million.

Investments

The firm invests in state and local bonds the most. They account for 60% of the total AUM. The second-largest asset type is government bonds, which make up 15% of the firm’s portfolio. Investments in pooled investment vehicles form 5% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Mcdonnell Investment Management, LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Mcdonnell Investment Management serves?

The firm provides services to insurance companies, investment companies, charitable organizations, high net worth individuals, corporations or other businesses, pension and profit sharing plans, and state or municipal government entities. The largest group of clients of Mcdonnell Investment Management is high net worth individuals with 9,032 clients and $5.75 billion of assets under management. Among the 7 most similar advisory firms, Mcdonnell Investment Management has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $11.7 billion for 9,478 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 1% of the firm’s clients are foreign persons or businesses.

Mcdonnell Investment Management doesn't advise any private funds.

Careers at Mcdonnell Investment Management, LLC

The company employs 50 people that are either part- or full-time employees. 46 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Edward Allen Treichel	Member	1 May 2001	75% - 100%	1737322
Dennis John Mcdonnell	Chairman, mgr & class a member	1 Aug 2001	25% - 50%	1114106
John Martin Mccareins	Chief sales & mktg offcr & class a member	1 Aug 2001	Other	1195760
Michael Paul Kamradt	Chief investment offcr & class a member	1 Aug 2001	Other	1562014
James Joseph Boyne	Chief legal & compl offcr & class a member	1 Aug 2001	Other	2370445
Mark Joseph Giura	Managing director & class a member	1 Aug 2001	Other	1854413
Peter Lydon Clerkin	Managing director & class a member	1 Aug 2001	Other	1052927
James Walter Pittinger	Managing director & class a member	1 Aug 2001	Other	1577634
Christopher Lee Oswald	Treasurer & class b member	1 Jan 2003	Other	3201067
Paul Jerome Carter	Vp, chief compliance officer & class b member	1 Jul 2004	Other	1784979
Philip Wayne Cecil	General counsel & class b member	1 May 2008	Other	2470419
Edward Charles Wood	Chief operating offcr & class a member	1 Aug 2010	Other	1140818
L.P. Natixis Global Asset Management	Member	1 Sep 2012	75% - 100%	04-3398261
L.P. Natixis Investment Managers	Member	1 Sep 2012	75% - 100%	04-3398261
Edward Allen Treichel	President, ceo & executive managing director	1 Dec 2012	Other	1737322
John Martin Mccareins	Chief marketing officer & executive managing director	1 Dec 2012	Other	1195760
Edward Charles Wood	Chief operating officer & executive managing director	1 Dec 2012	Other	1140818
Philip Wayne Cecil	General counsel, secretary & managing director	1 Dec 2012	Other	2470419
Christopher Lee Oswald	Treasurer, controller & managing director	1 Dec 2012	Other	3201067
Paul Jerome Carter	Chief compliance officer & managing director	1 Dec 2012	Other	1784979
Beverly Mills Bearden	Member / board of managers	1 Dec 2012	Other	4473184
Peter Lydon Clerkin	Member / board of managers	1 Dec 2012	Other	1052927
James Walter Pittinger	Member / board of managers	1 Dec 2012	Other	1577634
Mark Joseph Giura	Member / board of managers	1 Dec 2012	Other	1854413
Stephen Joseph Wlodarski	Member / board of managers	1 Dec 2012	Other	1772411
Frederick Brian Cerini	Member / board of managers	1 Dec 2012	Other	1210962
Dennis John Mcdonnell	Chairman & executive managing director	1 Dec 2012	Other	1114106
Duncan Borger Ellerton Wilkinson	Member / board of managers	1 Dec 2012	Other	4693961
Richard Anthony Ciccarone	Member / board of managers	1 Dec 2012	Other	1162122
David Lawrence Giunta	Member / board of managers	1 May 2013	Other	2290469
Daniel Michael Santaniello	Member / board of managers	1 May 2014	Other	2727947
Mark Charles Doyle	Member / board of managers	1 May 2017	Other	1426950
Sayles & Company Incorporated Loomis	Corporate gp	1 Jan 2019	75% - 100%	04-3200391
Kevin Patrick Charleston	Member / board of managers	1 Mar 2019	Other	4331804
Donald Patrick Ryan	Chief compliance officer	1 Mar 2019	Other	1444035

Indirect Owners

The SEC currently registers 11 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Llc Natixis Investment Managers Holdings	Shareholder	1 Aug 1994	75% - 100%	04-3561632
L.P. Natixis Investment Managers	Member	1 Aug 1994	75% - 100%	04-3398261
Inc. Natixis U.S. Holdings	Limited partner	1 Oct 2000	75% - 100%	13-4146043
Llc Natixis Global Asset Management	General partner	1 Oct 2000	Other	13-4146162
Llc Natixis Investment Managers	General partner	1 Oct 2000	Other	13-4146162
Natixis Global Asset Management	Shareholder	1 Aug 2004	75% - 100%	foreign entity
Natixis Investment Managers	Shareholder	1 Aug 2004	75% - 100%	foreign entity
Natixis Global Asset Management Participations 1	Shareholder	1 Jun 2005	75% - 100%	foreign entity
Natixis Investment Managers Participations 1	Shareholder	1 Jun 2005	75% - 100%	foreign entity
Bpce	Shareholder	1 Jul 2009	50% - 75%	foreign entity
Natixis	Shareholder	1 Sep 2011	75% - 100%	foreign entity

Based in Oakbrook Terrace

The principal office where Mcdonnell Investment Management, LLC performs its advisory services is located at 18 W140 Butterfield Road, Oakbrook Terrace, IL 60181, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 630-684-8600 or by fax 630-368-3977. The normal business hours are 7:30 a.m. - 4:30 p.m. on Monday - Friday. You can find more information about the New York firm at mcdonnellinvestments.com.