A.G. Campbell Advisory, LLC (Baltimore)

Name: A.G. Campbell Advisory, LLC
Address: 1340 Smith Avenue, Baltimore, MD, 21209
Telephone: 800-262-7617

A.G. Campbell Advisory, LLC is a large advisory firm based in Baltimore. It manages $248.23 million of regulatory assets for 63 client accounts. It has been registered with the SEC as an adviser since 2014 and has operated in the jurisdictions of Florida, Kentucky, Maryland, and Virginia.

A.G. Campbell Advisory provides financial planning services, portfolio management for individuals and small businesses, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

A.G. Campbell Advisory: assets under management

The assets under management (AUM) of A.G. Campbell Advisory, LLC is $248.23 million. The firm's AUM has grown by 16% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $57.3 million in discretionary accounts and $190.93 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.17 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $13.64 million.

Investments

The firm invests in exchange traded securities the most. They account for 96% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 2% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay A.G. Campbell Advisory, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients A.G. Campbell Advisory serves?

The firm provides services to individuals, high net worth individuals, and corporations or other businesses. The largest group of clients of A.G. Campbell Advisory is high net worth individuals with 24 clients and $234.58 million of assets under management. Among the 9 most similar advisory firms, A.G. Campbell Advisory has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $248.23 million for 63 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

A.G. Campbell Advisory doesn't advise any private funds.

Careers at A.G. Campbell Advisory, LLC

The company employs 2 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Alexander Gould Campbell	Managing member	1 Feb 2012	75% - 100%	1390349
Mark David Scott	Director of operations and chief compliance officer	1 Mar 2013	Other	1278844

Based in Baltimore

The principal office where A.G. Campbell Advisory, LLC performs its advisory services is located at 1340 Smith Avenue, Baltimore, MD 21209, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 800-262-7617 or by fax 800-388-2813. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at agcadvisory.com.