Resq Investment Partners, LLC (Scottsdale)

Name: Resq Investment Partners, LLC
Address: 9260 E Raintree Dr, Scottsdale, AZ, 85260
Telephone: 480-634-6980

Resq Investment Partners, LLC is an investment adviser to an investment company based in Scottsdale. It manages $76.75 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2013 and has operated in the jurisdiction of Arizona.

Resq Investment Partners provides portfolio management for investment companies. It doesn't provide financial planning services to its clients. On top of advisory services, the firm also engages as fund wholesaler for resq funds,.

Resq Investment Partners: assets under management

The assets under management (AUM) of Resq Investment Partners, LLC is $76.75 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -2% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $76.75 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $38.38 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Resq Investment Partners, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Resq Investment Partners serves?

The only and largest group of clients of Resq Investment Partners is investment companies with 2 clients and $76.75 million of assets under management. Among the 4 most similar advisory firms, Resq Investment Partners has the highest percentage of investment companies out of all clients.

The amount of regulatory assets under management is $76.75 million for 2 clients. None of the firm’s clients are foreign persons or businesses.

Resq Investment Partners doesn't advise any private funds.

Careers at Resq Investment Partners, LLC

The company employs 6 people that are either part- or full-time employees. 50 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Todd Michael Foster has served as the Chief Investment Officer since 1 Oct 2013. Taylor Renee Davis joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Todd Michael Foster	Chief investment officer	1 Oct 2013	Other	3024634
Llc Resq Holdings	Owner	1 Nov 2014	75% - 100%	47-2112333
David Wayne Gard	Chief executive officer, managing partner	1 Nov 2014	Other	722647
Donald Paul Qualters	Chief distribution officer - west, class c shares	1 Nov 2014	Other	3184519
Bryan Matthew Lee	Vice president, portfolio manager, class c shares	1 Nov 2014	Other	4779819
John William Greer	Vice president, portfolio manager, class c shares	1 Nov 2014	Other	6148298
Donald P Qualters	Class c shares	1 Nov 2014	Other	3184519
Joshua Matthew Kurtz	Chief distribution officer - east, class c shares	1 Nov 2014	Other	4273965
Paul Edward Kujalowicz	Chief operations officer	1 Feb 2015	Other	1020049
Michelle Marie Burton	Chief compliance officer	1 Mar 2015	Other	5412307
Llc Centric Fund Services	Class c, d shares	1 Jan 2017	Other	813070010
Taylor Renee Davis	Chief compliance officer	1 Apr 2017	Other	5384424

Indirect Owners

The SEC currently registers 3 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Todd Michael Foster	Owner	1 Nov 2014	75% - 100%	3024634
Henry P Johnson	Owner	1 Jan 2017	50% - 75%	5559118
Cornelius Joseph Sullivan	Owner	1 Jan 2017	50% - 75%	2094448

Based in Scottsdale

The principal office where Resq Investment Partners, LLC performs its advisory services is located at 9260 E Raintree Dr, Scottsdale, AZ 85260, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 480-634-6980. The normal business hours are 6:00 am to 3:00 pm on Monday - Friday. You can find more information about the New York firm at resqfunds.com.