Boston Safe Advisors, Inc. (Boston)

Boston Safe Advisors, Inc. is a large advisory firm based in Boston. It manages $953.74 million of regulatory assets for 6 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of California, Florida, Maryland, and 4 other states.

Boston Safe Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Boston Safe Advisors: assets under management

The assets under management (AUM) of Boston Safe Advisors, Inc. is $953.74 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -15% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $953.74 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $158.96 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Boston Safe Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Boston Safe Advisors, Inc.

John Charles Cardona has been acting as President since 1 Oct 2001. The Bank Of New York Mellon Corporation joined the executive team most recently as the Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
John Charles Cardona	Director	1 Oct 2001	Other	702784
William Howard Maresca	Chief financial officer, director	1 Oct 2001	Other	2053492
Thomas Eugene Winnick	President, director	1 Oct 2001	Other	2256835
John Brereton Young	Chief operating officer	1 Oct 2001	Other	1338064
David Howard Kanefsky	Chief legal officer,secretary	1 Oct 2001	Other	2994534
Anthony Charles Devivio	Director	1 Oct 2001	Other	715375
Michael Gerard Millard	Director	1 Oct 2001	Other	722703
John David Officer	Director	1 Oct 2001	Other	2789523
Irene Despina Papadoulis	Director	1 Oct 2001	Other	733025
The Dreyfus Service Corporation	Sole shareholder	1 Oct 2001	75% - 100%	231
Dreyfus Service Corporation	Sole shareholder	1 Oct 2001	75% - 100%	231
Anthony Charles Devivio	President & director	1 May 2002	Other	715375
Mary Louise Merkle	Compliance officer	1 May 2002	Other	3229913
Anthony Charles Devivio	Chairman & chief executive officer	1 Jun 2002	Other	715375
John Brereton Young	President	1 Dec 2002	Other	1338064
Wendy Hermach Strutt	Chief operating officer	1 Dec 2002	Other	2910491
James Andrew Neiland	Director	1 Mar 2003	Other	1802660
Matthew Rodney Schiffman	Director	1 Mar 2003	Other	1022661
John Brereton Young	Chairman and president	1 Nov 2003	Other	1338064
Wendy Hermach Strutt	Senior vice president	1 Mar 2004	Other	2910491
Ronald Michael Jamison	Secretary	1 Mar 2004	Other	1861359
Kenneth James Bradle	Chief operating officer	1 Mar 2004	Other	1827956
Joseph Warren Connolly	Chief compliance officer	1 Oct 2004	Other	1144952
John Francis Flahive	President and chairman of the board	1 May 2005	Other	1397419
Lawrence Paul Keblusek	Director	1 May 2005	Other	2367127
Frank Leo Reis	Director	1 May 2005	Other	4972853
Juan Carlos Morales	Chief financial officer	1 May 2005	Other	4972855
Mary Ann O'hara	Chief operating officer	1 May 2005	Other	4970822
Katherine Macbeth Cain	Chief compliance officer	1 May 2005	Other	3178620
Equity (Ma) Trust (Emat)	Owner	1 May 2005	75% - 100%	20-1428181
Fixed Income (Ma) Trust (Fimat)	Sole member	1 Dec 2006	75% - 100%	86-1067827
David Kent Mossman	Director	1 Dec 2006	Other	2503983
Christopher Edwin Sheldon	Director	1 Dec 2006	Other	2577528
Mam (Ma) Holding Trust	Sole member	1 Dec 2006	75% - 100%	86-1067827

Indirect Owners

The SEC currently registers 10 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
The Dreyfus Corporation	Sole shareholder	1 Jan 1968	75% - 100%	13-5673135
N.A. Mellon Bank	Sole shareholder	1 Aug 1994	75% - 100%	25-0659306
Mellon Financial Corporation	Sole shareholder	1 Aug 1994	75% - 100%	25-1233834
Mellon Financial Corporation	Sole shareholder	1 Dec 2000	75% - 100%	25-1233834
N.A. Mellon Trust Of New England	Indirect owner	1 Dec 2000	75% - 100%	04-1107280
Mellon Financial Corporation	Sole shareholder	1 Mar 2004	75% - 100%	25-1233834
Equity (De) Trust 1 (Edet1)	Indirect owner	1 Aug 2004	75% - 100%	20-1428198
Fixed Income (De) Trust (Fidet)	Indirect owner	1 Dec 2006	25% - 50%	86-1067823
Mam (De) Trust	Indirect owner	1 Dec 2006	25% - 50%	86-1067823
The Bank Of New York Mellon Corporation	Shareholder	1 Jul 2007	75% - 100%	13-2614959

Based in Boston

The principal office where Boston Safe Advisors, Inc. performs its advisory services is located at One Boston Place, Boston, MA 02108, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 617-722-7446 or by fax 617-722-7367. The normal business hours are 8:30- 5:00 on Monday - Friday.