Wade Financial Advisory, Inc. is a large advisory firm based in Campbell. It manages $364.24 million of regulatory assets for 212 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdictions of California and Texas.
Wade Financial Advisory provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Wade Financial Advisory, Inc. is $364.24 million. The firm's AUM has gone down by -3% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Wade Financial Advisory, Inc. for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Wade Financial Advisory is high net worth individuals with 123 clients and $323.7 million of assets under management. Among the 7 most similar advisory firms, Wade Financial Advisory has the highest percentage of high net worth individuals out of all clients.
The amount of regulatory assets under management is $364.24 million for 212 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.
Wade Financial Advisory doesn't advise any private funds.
The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.
There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
Wade Financial Advisory, Inc. is owned by David Clinton Wade. Rachael Jeanette Bellah joined the executive team most recently as the Chief Operating Officer & Chief Compliance Officer.
The principal office where Wade Financial Advisory, Inc. performs its advisory services is located at 2105 S. Bascom Avenue, Campbell, CA 95008, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 408-369-7399 or by fax 408-369-0607. The normal business hours are 9am - 5pm on Monday - Friday. You can find more information about the New York firm at wadefa.com/.