サインイン 無料でサインアップします。

The Elements Financial Group, LLC (Newport Beach)


The Elements Financial Group, LLC is a large advisory firm based in Newport Beach. It manages $364.2 million of regulatory assets for 1,947 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Colorado, and 18 other states.

Logo



The Elements Financial Group provides portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting services, and distributor of risk profiling and asset allocation software. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

The Elements Financial Group: assets under management

The assets under management (AUM) of The Elements Financial Group, LLC is $364.2 million. The firm's AUM has grown by 309% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $273 million in discretionary accounts and $91.2 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $186.99 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $187.26 thousand.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay The Elements Financial Group, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Indirect Owners

The SEC currently registers 6 indirect owners.

Name Entity Date acquired Ownership Employer ID
Alexander Scott Logan Manager/trustee 1 Dec 1998 25% - 50% 311738
Kent Alexander Logan Manager/trustee 1 Dec 1998 25% - 50% 1569124
Lance Mcknight Logan Manager/trustee 1 Dec 1998 25% - 50% 5574628
Walter Dennis Renter Trustee 1 Mar 2005 75% - 100% 374222
Kent Logan Irrevocable Tst Utd 12/15/98 Member 1 Oct 2005 50% - 75% 22-2794483
Lance Logan Irrevocable Tst Utd 12/15/98 Member 1 Oct 2005 50% - 75% 22-6973398

Based in Newport Beach

The principal office where The Elements Financial Group, LLC performs its advisory services is located at 2077 West Coast Highway, Newport Beach, CA 92663, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 714-427-5800 or by fax 866-293-5833. The normal business hours are 9am -5pm on Monday - Friday. You can find more information about the New York firm at elementsfinancialgroup.com.


Registered investment advisers similar to The Elements Financial Group, LLC