Roble, Belko And Company, Inc. (Sewickley)

Name: Roble, Belko And Company, Inc.
Address: 2200 Georgetowne Drive, Sewickley, PA, 15143
Telephone: (724) 935-4990

Roble, Belko And Company, Inc. is a large advisory firm based in Sewickley. It manages $611.48 million of regulatory assets for 656 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of California, Florida, New Jersey, Pennsylvania, and Texas.

Roble, Belko And Company provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Roble, Belko And Company: assets under management

The assets under management (AUM) of Roble, Belko And Company, Inc. is $611.48 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 255% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $611.48 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $932.14 thousand each.

Roble, Belko And Company has custody of $466.96 million in cash and securities for 130 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in investment and business development companies the most. They account for 42% of the total AUM. The second-largest asset type is exchange traded securities, which make up 42% of the firm’s portfolio. Investments in cash and cash equivalents form 9% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Roble, Belko And Company, Inc. for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Roger William Roble serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and corporations or other businesses. The largest group of clients of Roger William Roble is high net worth individuals with 95 clients and $540.9 million of assets under management. Among the 9 most similar advisory firms, Roble, Belko And Company has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $611.48 million for 154 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Roble, Belko And Company doesn't advise any private funds.

Careers at Roble, Belko And Company, Inc.

The company employs 7 people that are either part- or full-time employees. 71 percent of the employees work as investment advisers or researchers. 5 employees are registered as investment adviser representatives with the state securities authorities.

There are 2 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Roger William Roble has been acting as President since 1 Apr 2000. Colleen Elizabeth Doughty joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Roger William Roble	President	1 Apr 2000	50% - 75%	1542842
William Thomas Belko	Principal, chief investment officer	1 Apr 2000	50% - 75%	1567501
Colleen Elizabeth Doughty	Chief compliance officer	1 Jan 2013	Other	4650418

Based in Sewickley

The principal office where Roble, Belko And Company, Inc. performs its advisory services is located at 2200 Georgetowne Drive, Sewickley, PA 15143, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (724) 935-4990 or by fax (724) 935-4999. The normal business hours are 9am-5pm on Monday - Friday. You can find more information about the New York firm at roblebelko.com/.