Sky Harbor Capital Management, LLC (Greenwich)

Sky Harbor Capital Management provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and publication of newsletters. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Sky Harbor Capital Management: assets under management

The assets under management (AUM) of Sky Harbor Capital Management, LLC is $4.63 billion. The firm's AUM has grown by 2673% since the beginning of its operation, and $3.33 billion of the total AUM is attributable to clients outside of the United States.

The firm manages $4.6 billion in discretionary accounts and $30.66 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $184.02 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $30.66 million.

Sky Harbor Capital Management has custody of $398.76 million in cash and securities for 2 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in non-investment grade corporate bonds the most. They account for 95% of the total AUM. The second-largest asset type is cash and cash equivalents, which make up 3% of the firm’s portfolio. Investments in investment grade corporate bonds form 1% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Sky Harbor Capital Management, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Anne Catherine Yobage serves?

The firm provides services to insurance companies, investment companies, high net worth individuals, and pooled investment vehicles. The largest group of clients of Anne Catherine Yobage is pooled investment vehicles with 6 clients and $3.04 billion of assets under management. Among the 11 most similar advisory firms, Sky Harbor Capital Management has the 4th lowest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $4.08 billion for 15 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. 50% of the firm’s clients are foreign persons or businesses.

Sky Harbor Capital Management also advises several private funds. Namely, two other private funds. The minimum investment commitment required of non-related persons is $10,000,000 for each fund.

Careers at Sky Harbor Capital Management, LLC

The company employs 23 people that are either part- or full-time employees. 52 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Anne Catherine Yobage has been acting as President since 1 Sep 2011. Claire Labrunerie joined the executive team most recently as the Head Of Global Distribution.

Direct owners and executive officers

Indirect Owners

The SEC currently registers 27 indirect owners.

Based in Greenwich

The principal office where Sky Harbor Capital Management, LLC performs its advisory services is located at 20 Horseneck Lane, Greenwich, CT 06830 6327, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 203-769-8800 or by fax 203-769-8801. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at skyhcm.com.

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