R. Eliot King & Associates Inc. (Menlo Park)

R. Eliot King & Associates Inc. is a large advisory firm based in Menlo Park. It manages $51.63 million of regulatory assets for 19 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Massachusetts, New Hampshire, and Texas.

R. Eliot King & Associates provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

R. Eliot King & Associates: assets under management

The assets under management (AUM) of R. Eliot King & Associates Inc. is $51.63 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -79% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $51.63 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $2.72 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay R. Eliot King & Associates Inc. for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at R. Eliot King & Associates Inc.

Robert Eliot King has been acting as President since 1 Apr 1973. Mark Andrew Hartmann joined the executive team most recently as the Vice President, Shareholder.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Robert Eliot King	Chairman	1 Apr 1973	Other	4392104
John Kasper Nelson	President, director, shareholder	1 Oct 1986	25% - 50%	2551982
Barbara Skinner Joyner	Treasurer, v.p. admin, director	1 Sep 1993	Other	2536873
Cynthia Marie King Guffey	Shareholder, director	1 Oct 1993	Other	4392174
Jennifer Carolyn King	Shareholder	1 Oct 1993	Other	4392133
Timothy Charles Fredel	Shareholder	1 Oct 1993	Other	4392137
Alan Barnett Guffey	Shareholder	1 Oct 1993	Other	4392178
John Bradford King	Shareholder	1 Oct 1993	Other	4392179
Pamela Jean King	Shareholder	1 Oct 1993	Other	4392182
Wendy Lee Fisher	Shareholder, vice president	1 Oct 1996	Other	2591920
Thomas L Sabel	Shareholder, vice president	1 Oct 1997	Other	2704311
Douglas Raymond Mogica	Director	1 Oct 1999	Other	4392263
Emily R. Nelson	Director	1 Dec 2004	Other	4943371
Emily Renee Nelson	Director	1 Dec 2004	Other	4943371
Mark Andrew Hartmann	Vice president, shareholder	1 Sep 2005	Other	4655087

Based in Menlo Park

The principal office where R. Eliot King & Associates Inc. performs its advisory services is located at 830 Menlo Avenue, Menlo Park, CA 94025, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.