Isectors, LLC (Appleton)

Name: Isectors, LLC
Address: W6240 Communication Court, Appleton, WI, 54914 8549
Telephone: 920-731-4455

Isectors, LLC is a related adviser based in Appleton. It manages $15.34 million of regulatory assets for 96 client accounts. It has been registered with the SEC as an adviser since 2008 and has operated in the jurisdictions of California, Colorado, Indiana, Nebraska, and Wisconsin.

Isectors provides portfolio management for individuals and small businesses and market asset allocation models licensed to trading platforms & provide fiduciary model management for retirement plans. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Isectors: assets under management

The assets under management (AUM) of Isectors, LLC is $15.34 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 449% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $15.34 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $159.84 thousand each.

Isectors has custody of $195.36 million in cash and securities for 27 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 98% of the total AUM. The second-largest asset type is investment and business development companies, which make up 2% of the firm’s portfolio.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Isectors, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Isectors serves?

The firm provides services to individuals and pension and profit sharing plans. The largest group of clients of Isectors is pension and profit sharing plans with 38 clients and $7.88 million of assets under management. Among the 1 most similar advisory firms, Isectors has the highest percentage of pension and profit sharing plans out of all clients.

The amount of regulatory assets under management is $15.34 million for 96 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Isectors doesn't advise any private funds.

Careers at Isectors, LLC

The company employs 5 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 4 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Vernon Coffey Sumnicht	Chief executive officer, managing member	1 Jun 2008	50% - 75%	1315421
Debra Sumnicht	Member	1 Jun 2008	50% - 75%	4908286
Vernon Coffey Sumnicht	Managing member, chief compliance officer	1 Aug 2008	75% - 100%	1315421
Debra Sumnicht	Member	1 Aug 2008	50% - 75%	4908286
Charles Henry Self	Chief operating officer, chief compliance officer, chief investment officer	1 Mar 2014	Other	5527810

Based in Appleton

The principal office where Isectors, LLC performs its advisory services is located at W6240 Communication Court, Appleton, WI 54914 8549, which is also the mailing address of the firm. An additional office of the firm is in Lake Forest, CA. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 920-731-4455 or by fax 920-731-9679. The normal business hours are 9:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at isectors.com.