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Herndon Plant Oakley Ltd (Corpus Christi)


Herndon Plant Oakley Ltd is an adviser based in Corpus Christi. It manages $59.07 million of regulatory assets for 119 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Colorado, Florida, Illinois, and 6 other states.

Herndon Plant Oakley provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and selection of other advisers. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Herndon Plant Oakley: assets under management

The assets under management (AUM) of Herndon Plant Oakley Ltd is $59.07 million, all of which is managed in discretionary accounts. The firm's AUM has gone down by -50% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $59.07 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $496.38 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Herndon Plant Oakley Ltd for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Corpus Christi

The principal office where Herndon Plant Oakley Ltd performs its advisory services is located at 800 N. Shoreline Blvd, Corpus Christi, TX 78401, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 361-888-7611 or by fax 361-888-9342. The normal business hours are 8:00a.m - 5:00p.m on Monday - Friday.


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