Stonegate Capital Advisors, LLC (Scottsdale)

Name: Stonegate Capital Advisors, LLC
Address: 6263 N Scottsdale Rd, Scottsdale, AZ, 85250
Telephone: 602-953-8450

Stonegate Capital Advisors, LLC is a large advisory firm based in Scottsdale. It manages $349 million of regulatory assets for 1,079 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdictions of Arizona, California, Colorado, and Texas.

Stonegate Capital Advisors provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Stonegate Capital Advisors: assets under management

The assets under management (AUM) of Stonegate Capital Advisors, LLC is $349 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 48% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $349 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $323.45 thousand each.

Investments

The firm invests in non-exchange traded securities the most. They account for 48% of the total AUM. The second-largest asset type is non-investment grade corporate bonds, which make up 17% of the firm’s portfolio. Investments in exchange traded securities form 17% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Stonegate Capital Advisors, LLC for their services and products based on a percentage of assets under management, hourly charges, and fixed fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Jameson Alan Van Houten serves?

The firm provides services to charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of Jameson Alan Van Houten is high net worth individuals with 235 clients and $320 million of assets under management. Among the 8 most similar advisory firms, Stonegate Capital Advisors has the highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $349 million for 258 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Stonegate Capital Advisors doesn't advise any private funds.

Careers at Stonegate Capital Advisors, LLC

The company employs 9 people that are either part- or full-time employees. 56 percent of the employees work as investment advisers or researchers. 3 employees are registered as investment adviser representatives with the state securities authorities.

There’s a single person with the role of looking for and bringing in new clients on behalf of the firm. The firm compensates employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Jameson Alan Van Houten has been acting as President since 1 Mar 2003. Debbie Marie Freeman joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Jameson Alan Van Houten	Ceo/president	1 Mar 2003	Other	2771800
Joseph Paul Kalmanovitz	Chief compliance officer	1 Sep 2014	Other	4492517
Llc Stonegate Financial Group	Sole member and owner of stonegate capital advisors, llc	1 Dec 2014	75% - 100%	113843
Debbie Marie Freeman	Chief compliance officer	1 Mar 2018	Other	5535587

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Stoneblue Revocable Trust	Sole member and owner of stonegate financial group, llc	1 Aug 2009	75% - 100%	xxx-xx-xxxx

Based in Scottsdale

The principal office where Stonegate Capital Advisors, LLC performs its advisory services is located at 6263 N Scottsdale Rd, Scottsdale, AZ 85250, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-953-8450 or by fax 602-953-8451. The normal business hours are 8 am to 5 pm on Monday - Friday. You can find more information about the New York firm at stonegateprivateclient.com.