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Broadwater Capital Management LLC (Boston)


Broadwater Capital Management LLC is an adviser based in Boston. It manages $79 million of regulatory assets for 105 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdictions of Massachusetts and New Hampshire.

Broadwater Capital Management provides portfolio management for individuals and small businesses and portfolio management for businesses and institutional clients. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Broadwater Capital Management: assets under management

The assets under management (AUM) of Broadwater Capital Management LLC is $79 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 93% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.


The firm manages $79 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $752.38 thousand each.
Broadwater Capital Management has custody of $6.1 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Broadwater Capital Management LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Based in Boston

The principal office where Broadwater Capital Management LLC performs its advisory services is located at 15 Court Square, Suite 640, Boston, MA 02108 2521, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 617-778-0095 or by fax 617-367-6877. The normal business hours are 9am-5pm on Monday - Friday.


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