Featheringill Capital, LLC (Birmingham)

Name: Featheringill Capital, LLC
Address: 880 Montclair Road, Birmingham, AL, 35213
Telephone: 205-879-2722

Featheringill Capital, LLC is a large advisory firm based in Birmingham. It manages $102.8 million of regulatory assets for 3 client accounts. It has been registered with the SEC as an adviser since 2018 and has operated in the jurisdiction of Alabama.

Featheringill Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Featheringill Capital: assets under management

The assets under management (AUM) of Featheringill Capital, LLC is $102.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 0% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $102.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $34.27 million each.

Featheringill Capital has custody of $102.8 million in cash and securities for 3 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Featheringill Capital, LLC for their services and products based on performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Featheringill Capital serves?

The only and largest group of clients of Featheringill Capital is pooled investment vehicles with 3 clients and $102.8 million of assets under management. Among the 8 most similar advisory firms, Featheringill Capital has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $102.8 million for 3 clients. None of the firm’s clients are foreign persons or businesses.

Featheringill Capital also advises several private funds. Namely, three private equity funds.

Careers at Featheringill Capital, LLC

The company employs 5 people that are either part- or full-time employees. 80 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Llc Featheringill Asset Management	Sole member	1 Oct 2018	75% - 100%	81-4861178
William Joseph Fox	Chief compliance officer, managing director	1 Oct 2018	Other	5023712
Elizabeth Featheringill Pharo	Managing director	1 Oct 2018	Other	7041510

Indirect Owners

The SEC currently registers 1 indirect owner.

Name	Entity	Date acquired	Ownership	Employer ID
Elizabeth Featheringill Pharo	Sole member	1 Jan 2018	75% - 100%	7041510

Based in Birmingham

The principal office where Featheringill Capital, LLC performs its advisory services is located at 880 Montclair Road, Birmingham, AL 35213, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 205-879-2722. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at featheringillcapital.com.