Performance Trust Investment Advisors, LLC (Chicago)

Name: Performance Trust Investment Advisors, LLC
Address: 500 W. Madison, Chicago, IL, 60661
Telephone: 312-521-1000

Performance Trust Investment Advisors, LLC is a large advisory firm based in Chicago. It manages $985.83 million of regulatory assets for 234 client accounts. It has been registered with the SEC as an adviser since 2007 and has operated in the jurisdictions of Arizona, California, Colorado, and 12 other states.

Performance Trust Investment Advisors provides portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and educational seminars and workshops. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Performance Trust Investment Advisors: assets under management

The assets under management (AUM) of Performance Trust Investment Advisors, LLC is $985.83 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 329% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $985.83 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $4.21 million each.

Performance Trust Investment Advisors has custody of $415.11 million in cash and securities for 5 clients in total but doesn’t act as a qualified custodian.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Performance Trust Investment Advisors, LLC for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Performance Trust Investment Advisors, LLC

James Howard Matson has been acting as President since 1 Jan 2006. Peter Bernard Cook has served as the Chief Investment Officer since 1 Jan 2009. Ethan Scott Youderian joined the executive team most recently as the Chief Investment Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
David Floyd Wilding	Chief compliance officer	1 Jul 1996	Other	2400287
James Varland Lorentsen	Chief financial officer & treasurer	1 Apr 1997	Other	2882871
Richard Scott Berg	Ceo	1 Nov 2004	Other	1077170
Philip Mark Nussbaum	Chairperson/secretary/senior vice president	1 Nov 2004	Other	2302635
James Howard Matson	President/coo	1 Jan 2006	Other	2371439
Llc Pt Financial	Member	1 Dec 2006	75% - 100%	20-8098269
Peter Bernard Cook	Chief investment officer	1 Jan 2009	Other	1750440
Douglas Robert Rothschild	President	1 Aug 2011	Other	5048615
David Kenneth Pritsker	Chief financial officer	1 Sep 2012	Other	2604180
Ethan Scott Youderian	Chief investment officer	1 May 2013	Other	2522672

Indirect Owners

The SEC currently registers 36 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
David Roberts Howland	Class b member	1 Dec 2006	Other	2195814
Kurt Allen Fritz	Class b member	1 Dec 2006	Other	1937119
Craig Stephen Johnson	Class b member	1 Dec 2006	Other	2339510
Christopher Joseph Carney	Class b member	1 Dec 2006	Other	2506383
Jason Alan Elder	Class b member	1 Dec 2006	Other	2440948
James Howard Matson	Class b member	1 Dec 2006	Other	2371439
Inc. Ptcp	Class a member	1 Dec 2006	50% - 75%	36-3939198
Richard Scott Berg	Shareholder	1 Mar 2008	75% - 100%	1077170
Philip Mark Nussbaum	Shareholder	1 Mar 2008	Other	2302635
Llc Gideon Management	Class a member	1 Mar 2008	25% - 50%	30-0459575
Llc Micah 68	Class a member	1 Mar 2008	Other	32-0230838
Stephen John Sinclair	Class c member	1 Mar 2008	Other	4758557
Umrai Singh Gill	Class c member	1 Mar 2008	Other	4586445
Andrew John Hixson	Class c member	1 Mar 2008	Other	4129176
James Varland Lorentsen	Class c member	1 Mar 2008	Other	2882871
David Victor Raphael	Class c member	1 Mar 2008	Other	4577246
Douglas Gerard Wilding	Class c member	1 Mar 2008	Other	2375210
Brian James Battle	Class c member	1 Mar 2008	Other	1602086
Christopher John Jones	Class c member	1 Mar 2008	Other	3238925
Mark Philip Bodett	Class c member	1 Mar 2008	Other	2624681
David Victor Raphael	Class b member	1 Apr 2010	Other	4577246
Douglas Gerard Wilding	Class b member	1 Apr 2010	Other	2375210
Bradley Dale Bonga	Class c member	1 Dec 2011	Other	2183703
Bruce Andrew Bonga	Class c member	1 Dec 2011	Other	3208408
Eric Paul Brown	Class c member	1 Dec 2011	Other	4213450
Anthony James Depalo	Class c member	1 Dec 2011	Other	4689451
David William Gilbert	Class c member	1 Dec 2011	Other	2304091
Paul Scott Kangas	Calss c member	1 Dec 2011	Other	1700826
Stephen Leon Roth	Class c member	1 Dec 2011	Other	4566062
Chirag Shah	Class c member	1 Dec 2011	Other	4838599
Edward Paul Thill	Class c member	1 Dec 2011	Other	3197500
Chadwick Kacy Thorson	Class c member	1 Dec 2011	Other	2278832
Ryan Whitaker Tillery	Class c member	1 Dec 2011	Other	5219405
Jeffrey John Weston	Class c member	1 Dec 2011	Other	4414047
David Floyd Wilding	Class c member	1 Dec 2011	Other	2400287
Zachary Robert Johnson	Class c member	1 Dec 2011	Other	5192352

Based in Chicago

The principal office where Performance Trust Investment Advisors, LLC performs its advisory services is located at 500 W. Madison, Chicago, IL 60661, which is also the mailing address of the firm. An additional office of the firm is in Wheaton, IL. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 312-521-1000 or by fax 312-521-1215. The normal business hours are 8am-5pm cst on Monday - Friday. You can find more information about the New York firm at www.performancetrust.com.