Lehman Brothers Alternative Investment Management LLC (New York)

Lehman Brothers Alternative Investment Management LLC is a large advisory firm based in New York. It manages $2.66 billion of regulatory assets for 42 client accounts. It has been registered with the SEC as an adviser since 2001.

Lehman Brothers Alternative Investment Management provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Lehman Brothers Alternative Investment Management: assets under management

The assets under management (AUM) of Lehman Brothers Alternative Investment Management LLC is $2.66 billion. The firm's AUM has grown by 1977% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.59 billion in discretionary accounts and $1.07 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $45.57 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $152.63 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Lehman Brothers Alternative Investment Management LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Lehman Brothers Alternative Investment Management LLC

John Kremer has been acting as President since 1 Feb 2003. Eric David Weinstein has served as the Chief Investment Officer since 1 Sep 2003 and Randall Stuart Yanker is the Chief Executive Officer of Lehman Brothers Alternative Investment Management LLC family office. Lehman Brothers Holdings Inc. joined the executive team most recently as the Member.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Lehman Brothers Aim Holding Llc	Member	1 Sep 2001	50% - 75%	13-4194999
Howard Russ Plotkin	Principal	1 Sep 2001	Other	1970722
Joel Stanley Ehrenkranz	Principal	1 Sep 2001	Other	4379408
Sanford Barry Ehrenkranz	Principal	1 Sep 2001	Other	4378463
Andrew Sommers	Principal	1 Sep 2001	Other	4378492
Laurence William Cohen	Principal	1 Sep 2001	Other	4378482
L.P. E & E Capital Advisors	Member	1 Sep 2001	50% - 75%	13-4189035
James Arthur Rosenthal	Managing director	1 Jan 2002	Other	4490808
Steven Lyle Berkenfeld	Managing director	1 Jan 2002	Other	4490811
John Robinson Wickham	Managing director	1 Jan 2002	Other	2302315
Edward Mitchell Feigeles	Managing director	1 Jan 2002	Other	1207008
Randall Stuart Yanker	Chief executive officer	1 Jan 2002	Other	1297081
Andrew Steven Komaroff	Chief operating officer	1 Jan 2002	Other	4098194
John Christopher Crowe	Compliance officer	1 Jan 2003	Other	2494752
John Kremer	President	1 Feb 2003	Other	2169556
Edward Stephen Grieb	Chief financial officer	1 Jun 2003	Other	4351191
Chamaine Nathalee Williams	Vice president/compliance officer	1 Jul 2003	Other	2628906
Eric David Weinstein	Chief investment officer	1 Sep 2003	Other	1250617
Lehman Brothers Aim Holding Ii Llc	Member	1 Aug 2004	50% - 75%	020727547
Bradley Curtis Tank	Chairman	1 Aug 2004	Other	1060650
Jolyne K Caruso Fitzgerald	Group head, absolute return strategies	1 Apr 2005	Other	1001786
Heather P. Zuckerman	Chief operating officer	1 Feb 2007	Other	4107706
Keisha Lavon Audain Pressley	Vice president / chief compliance officer	1 Oct 2007	Other	5231361
Nb Alternatives Holdings Llc	Member	1 May 2009	75% - 100%	80-0357916

Indirect Owners

The SEC currently registers 8 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Lehman Brothers Holdings Inc.	Owner	1 May 1988	75% - 100%	133216325
Lehman Brothers Holdings Inc.	Sole member	1 Sep 2001	75% - 100%	13-3216325
E Jv Corp.	General partner	1 Sep 2001	Other	13-4188662
Inc. Lb I Group	Owner	1 Aug 2004	75% - 100%	132741778
Lehman Brothers Inc.	Owner	1 Aug 2004	75% - 100%	132518466
Neuberger Berman Group Llc	Holding company	1 Feb 2009	75% - 100%	61-1591182
Lehman Brothers Holdings Inc.	Member	1 May 2009	25% - 50%	13-3216325
Llc Nbsh Acquisition	Member	1 May 2009	50% - 75%	26-4383171

Based in New York

The principal office where Lehman Brothers Alternative Investment Management LLC performs its advisory services is located at 605 Third Avenue, New York, NY 10158 The mailing address of the firm is 1271 Avenue Of The Americas, New York, NY 10020. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 212-526-9166 or by fax 212-520-9300. The normal business hours are 9:00am to 5:30pm on Monday - Friday.