Gartmore Sa Capital Trust (Conshohocken)

Name: Gartmore Sa Capital Trust
Address: 5 Tower Bridge, Conshohocken, PA, 19428
Telephone: 610-238-3600

Gartmore Sa Capital Trust is a large advisory firm based in Conshohocken. It manages $1.62 billion of regulatory assets for 431 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 48 other states.

Gartmore Sa Capital Trust provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Gartmore Sa Capital Trust: assets under management

The assets under management (AUM) of Gartmore Sa Capital Trust is $1.62 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 117% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $1.62 billion in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $3.77 million each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Gartmore Sa Capital Trust for their services and products based on a percentage of assets under management and performance-based fees. The adviser charges an additional fee when a set benchmark is outperformed. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Gartmore Sa Capital Trust

Paul James Hondros has been acting as President since 1 Mar 1999. Stephen Timothy Grugeon joined the executive team most recently as the Executive Vice President, Nwd Investments.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Gartmore Global Investments	Corporate parent	1 Feb 1999	75% - 100%	31-1636299
Wilmington Trust	Sole trustee	1 Feb 1999	Other	00-0000000
Inc. Nwd Investment Management	Corporate parent	1 Feb 1999	75% - 100%	31-1636299
Paul James Hondros	Ceo/president	1 Mar 1999	Other	1069884
Roger Bartley	Global chief investment officer, fixed income	1 Mar 1999	Other	4939469
Kevin Stephen Crossett	Vice president/associate general counsel	1 May 2000	Other	4376551
Gregory Joseph Nowak	Executive vp - mergers and acquisitions	1 May 2000	Other	4335630
Donald James Pepin	Senior vp - sales	1 May 2000	Other	1840260
Thomas Michael Sipp	Vice president/cfo	1 Jun 2000	Other	2407526
Gerald James Holland	Senior vice president-operations	1 Jul 2000	Other	1099918
James Robert Donatell	Exec. vice president-sales & marketing	1 Sep 2000	Other	1053176
Peter C Chambers	Executive vp - global chief investment officer	1 Feb 2001	Other	4361404
William Howard Miller	Svp/senior portfolio manager	1 Sep 2001	Other	1050421
Young Duchung Chin	Executive vp,chief investment officer u.s.	1 Sep 2001	Other	2882677
Eric Edward Miller	Senior vp - chief counsel	1 Aug 2002	Other	2072660
Wilson Santos	Executive vp - distrbution	1 Jan 2003	Other	2822467
Charles Beazley	Director, head of global institution & alternative investments	1 Nov 2003	Other	4938575
Jeffrey Stuart Meyer	Executive vice president-chief financial officer, gartmore group	1 Feb 2004	Other	1259541
Michael Adam Krulikowski	Chief compliance officer	1 Mar 2004	Other	2992308
Patrick John Udovich	Senior vice president, head of human resources	1 Jul 2004	Other	2950909
Jerry T Nichols	Senior vice president-co-head us fixed income	1 Aug 2004	Other	1927264
Kevin Stephen Crossett	Executive vice president and global general counsel	1 Jun 2005	Other	4320461
Douglas Donald Castagna	Senior vice president, us head of finance and accounting	1 Oct 2005	Other	3139364
Paul James Hondros	President & chief executive officer, chief investment officer equities	1 Apr 2006	Other	1069884
John Henry Grady	President, nwd investments	1 Dec 2006	Other	4431440
Stephen Timothy Grugeon	Executive vice president, nwd investments	1 Jan 2007	Other	1260891
Richard F. Fonash	Chief investment officer, nwd investments	1 Jan 2007	Other	4705848

Indirect Owners

The SEC currently registers 13 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Nationwide Mutual Insurance Company	Shareholder	1 May 1998	75% - 100%	31-4177100
Inc. Nationwide Financial Services	Shareholder	1 Feb 2000	75% - 100%	31-1486870
Nationwide Corporation	Shareholder	1 Feb 2000	75% - 100%	31-1570938
Nationwide Mutual Insurance Company	Shareholder	1 Feb 2000	75% - 100%	31-4177100
Gartmore Global Asset Management Trust	Shareholder	1 Jul 2002	75% - 100%	109364
Nationwide Corporation	Shareholder	1 Jul 2002	75% - 100%	31-4416546
Gartmore Global Asset Management Trust	Shareholder	1 Sep 2003	75% - 100%	109364
Inc. Gartmore Global Investments	Shareholder	1 Sep 2003	75% - 100%	31-1636299
Gartmore Group Ltd.	Shareholder	1 Sep 2003	75% - 100%	01-0800070
Ltd. Nationwide Asset Management Holdings	Shareholder	1 Sep 2003	75% - 100%	foreign entity
Nwd Management & Research Trust	Shareholder	1 Sep 2003	75% - 100%	109364
Inc. Nwd Investment Management	Shareholder	1 Sep 2003	75% - 100%	31-1636299
Ltd. Nationwide Asset Management Holdings	Shareholder	1 Oct 2006	75% - 100%	foreign entity

Based in Conshohocken

The principal office where Gartmore Sa Capital Trust performs its advisory services is located at 5 Tower Bridge, Conshohocken, PA 19428, which is also the mailing address of the firm. An additional office of the firm is in Troy, MI. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 610-238-3600 or by fax 610-238-3660. The normal business hours are 8:00am to 5:00pm on Monday - Friday. You can find more information about the New York firm at www.gartmoreglobalinvestments.com.